ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
142
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Prospectus filter Prospectus
- (-) Remove Careers filter Careers
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Press Releases filter Press Releases
- CESR Archive (116) Apply CESR Archive filter
- Management Board (60) Apply Management Board filter
- Securities and Markets Stakeholder Group (46) Apply Securities and Markets Stakeholder Group filter
- Guidelines and Technical standards (45) Apply Guidelines and Technical standards filter
- Joint Committee (27) Apply Joint Committee filter
- Credit Rating Agencies (24) Apply Credit Rating Agencies filter
- Board of Appeal (19) Apply Board of Appeal filter
- Fund Management (19) Apply Fund Management filter
- MiFID - Investor Protection (19) Apply MiFID - Investor Protection filter
- Post Trading (14) Apply Post Trading filter
- Short Selling (10) Apply Short Selling filter
- Corporate Disclosure (9) Apply Corporate Disclosure filter
- Corporate Information (9) Apply Corporate Information filter
- Market Integrity (9) Apply Market Integrity filter
- Trade Repositories (7) Apply Trade Repositories filter
- COVID-19 (5) Apply COVID-19 filter
- Sustainable finance (4) Apply Sustainable finance filter
- Transparency (4) Apply Transparency filter
- Benchmarks (3) Apply Benchmarks filter
- Brexit (2) Apply Brexit filter
- Securitisation (2) Apply Securitisation filter
- Vacancies (2) Apply Vacancies filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Procurement (1) Apply Procurement filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Summary of Conclusions filter Summary of Conclusions
- (-) Remove Decision filter Decision
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- (-) Remove CESR Document filter CESR Document
- (-) Remove Vacancy filter Vacancy
- Press Release (345) Apply Press Release filter
- Reference (249) Apply Reference filter
- Opinion (106) Apply Opinion filter
- Statement (76) Apply Statement filter
- Final Report (75) Apply Final Report filter
- Consultation Paper (66) Apply Consultation Paper filter
- Report (60) Apply Report filter
- Speech (48) Apply Speech filter
- Letter (42) Apply Letter filter
- Guidelines & Recommendations (25) Apply Guidelines & Recommendations filter
- Annual Report (13) Apply Annual Report filter
- Technical Standards (9) Apply Technical Standards filter
- Technical Advice (8) Apply Technical Advice filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
MiFID - Secondary Markets X Careers X Corporate Finance X Innovation and Products X Prospectus X Board of Supervisors X Market Abuse X Supervisory convergence X Press Releases X CESR Document X Compliance table X Decision X Vacancy X Summary of Conclusions X Q&A X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
04/08/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 561.38 KB |
||||
01/08/2022 | ESMA35-43-3339 | Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms | Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 174.28 KB |
||||
20/07/2022 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 707.65 KB |
||||
19/07/2022 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.12 MB |
||||
15/07/2022 | ESMA70-872942901-38 | Questions and Answers on MiFID II and MiFIR market structures topics | MiFID - Secondary Markets | Q&A | PDF 489.31 KB |
||||
29/06/2022 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 147.64 KB |
||||
23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
||||
23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
22/06/2022 | ESMA22-106-3954 | Summary of conclusions Board of Supervisors- 22-23 March 2022 | Board of Supervisors | Summary of Conclusions | PDF 181.46 KB |
||||
22/06/2022 | ESMA22-106-3844 | Summary of conclusions Board of Supervisors- 25-26 January 2022 | Board of Supervisors | Summary of Conclusions | PDF 236.46 KB |
||||
21/06/2022 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 151.06 KB |
||||
20/05/2022 | ESMA70-872942901-35 | Q&A on MiFID II and MiFIR transparency topics | MiFID - Secondary Markets | Q&A | PDF 1001.92 KB |
||||
16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
06/04/2022 | ESMA22-106-3912 | Summary of conclusions Board of Supervisors- 11 March 2022 | Board of Supervisors | Summary of Conclusions | PDF 83.59 KB |
||||
06/04/2022 | ESMA22-106-3911 | Summary of conclusions Board of Supervisors- 3 March 2022 | Board of Supervisors | Summary of Conclusions | PDF 87.45 KB |
||||
25/03/2022 | ESMA22-106-3877 | Summary of conclusions Board of Supervisors- 10 February 2022 | Board of Supervisors | Summary of Conclusions | PDF 92.94 KB |
||||
25/03/2022 | ESMA22-106-3884 | Summary of conclusions Board of Supervisors- 25 February 2022 | Board of Supervisors | Summary of Conclusions | PDF 103.69 KB |
||||
24/03/2022 | ESMA41-356-271 | Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A | Board of Supervisors, Trade Repositories | Decision | PDF 1.17 MB |