ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
29
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Short Selling filter Short Selling
- Corporate Disclosure (164) Apply Corporate Disclosure filter
- Warnings and publications for investors (91) Apply Warnings and publications for investors filter
- CESR Archive (85) Apply CESR Archive filter
- IAS Regulation (71) Apply IAS Regulation filter
- MiFID - Investor Protection (42) Apply MiFID - Investor Protection filter
- Post Trading (38) Apply Post Trading filter
- Guidelines and Technical standards (30) Apply Guidelines and Technical standards filter
- Fund Management (26) Apply Fund Management filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Joint Committee (18) Apply Joint Committee filter
- Audit (15) Apply Audit filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (8) Apply Corporate Information filter
- Market Abuse (5) Apply Market Abuse filter
- Prospectus (5) Apply Prospectus filter
- Transparency (5) Apply Transparency filter
- Corporate Finance (4) Apply Corporate Finance filter
- Market Integrity (4) Apply Market Integrity filter
- Innovation and Products (3) Apply Innovation and Products filter
- Securitisation (3) Apply Securitisation filter
- Sustainable finance (3) Apply Sustainable finance filter
- Benchmarks (2) Apply Benchmarks filter
- COVID-19 (2) Apply COVID-19 filter
- Credit Rating Agencies (2) Apply Credit Rating Agencies filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Vacancies (2) Apply Vacancies filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- CCP Directorate (1) Apply CCP Directorate filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
- Supervisory convergence (1) Apply Supervisory convergence filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Compliance table filter Compliance table
- (-) Remove Vacancy filter Vacancy
- Reference (175) Apply Reference filter
- Opinion (105) Apply Opinion filter
- Press Release (68) Apply Press Release filter
- Final Report (49) Apply Final Report filter
- Report (48) Apply Report filter
- Consultation Paper (37) Apply Consultation Paper filter
- Guidelines & Recommendations (33) Apply Guidelines & Recommendations filter
- Statement (30) Apply Statement filter
- Speech (21) Apply Speech filter
- Decision (13) Apply Decision filter
- Annual Report (11) Apply Annual Report filter
- Q&A (9) Apply Q&A filter
- Technical Standards (8) Apply Technical Standards filter
- Technical Advice (4) Apply Technical Advice filter
Your filters
MiFID - Secondary Markets X Careers X Short Selling X Planning reporting budget X Corporate Governance X Risk Analysis & Economics - Markets Infrastructure Investors X Investor Warning X Compliance table X Vacancy X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/01/2011 | 2011/16 | Letter to the SEC- Rulemakings on Registration of non-resident Swap Data Repositories | MiFID - Secondary Markets | Letter | PDF 30.66 KB |
||||
| 22/11/2011 | 2011/219 | ESMA comment letter on the EU Commission Green Paper- The EU Corporate Governance Framework | Corporate Disclosure, Corporate Governance | Letter | PDF 496.17 KB |
||||
| 20/01/2011 | 2011/4 | Letter to the CFTC- Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade | MiFID - Secondary Markets | Letter | PDF 34.38 KB |
||||
| 28/01/2014 | 2013/1941 | Letter to Jonathan Faull (EC) regarding draft technical standards | MiFID - Investor Protection, MiFID - Secondary Markets | Letter | PDF 44.25 KB |
||||
| 14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
| 05/10/2015 | 2015/1498 | Letter to European Commission re RTS on indirect clearing under EMIR and under MiFIR | MiFID - Secondary Markets, Post Trading | Letter | PDF 92.96 KB |
||||
| 29/01/2016 | 2016/163 | Opinion on CRR ITS final | MiFID - Secondary Markets | Letter | PDF 105.66 KB |
||||
| 29/01/2016 | 2016/164 | Letter J Hill- Opinion on Draft ITS CRR | MiFID - Secondary Markets | Letter | PDF 23.86 KB |
||||
| 21/03/2016 | 2016/402 | Letter EU Comm Guersent- position limits | MiFID - Secondary Markets | Letter | PDF 96.65 KB |
||||
| 21/03/2016 | 2016/403 | Letter EU Comm Guersent- Ancillary Activity | MiFID - Secondary Markets | Letter | PDF 96.03 KB |
||||
| 21/03/2016 | 2016/404 | Letter EU Comm Guersent- Non-equity transparency | MiFID - Secondary Markets | Letter | PDF 125.94 KB |
||||
| 02/05/2016 | 2016/672 | Letter Commission- Opinions RTS 2 and RTS 21 | MiFID - Secondary Markets | Letter | PDF 24.06 KB |
||||
| 11/01/2013 | EBA/BS/2013/001 | Letter to EBF on Euribor | Risk Analysis & Economics - Markets Infrastructure Investors | Letter | PDF 101.15 KB |
||||
| 14/03/2013 | ESA/2013/007 | Possible Framework for the Regulation of the Production and Use of Indices Serving as Benchmarks in Financial and other Contracts | Risk Analysis & Economics - Markets Infrastructure Investors, Joint Committee | Letter | PDF 91.91 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 131.72 KB |
||||
| 10/04/2018 | ESMA70-154-5851 | Letter to Commission VB Dombrovskis on MiFID II ancillary activity | MiFID - Secondary Markets | Letter | PDF 47.07 KB |
||||
| 17/07/2018 | ESMA70-154-651 | Application form- SMSC CWG Renewal 2018 | MiFID - Secondary Markets | Vacancy | DOCX 37.81 KB |
||||
| 17/07/2018 | ESMA70-154-652 | Call for expressions of interest- SMSC CWG Renewal | MiFID - Secondary Markets | Vacancy | PDF 263.08 KB |
||||
| 03/09/2019 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 103.79 KB |
||||
| 26/06/2019 | ESMA70-156-1432 | Letter Chair to O Guersent- Postponement of the first RTS 2 annual report | MiFID - Secondary Markets | Letter | PDF 35.78 KB |