ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
12
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Corporate Information (76) Apply Corporate Information filter
- CESR Archive (17) Apply CESR Archive filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Management Board (2) Apply Management Board filter
- MiFID - Investor Protection (2) Apply MiFID - Investor Protection filter
- Benchmarks (1) Apply Benchmarks filter
- Joint Committee (1) Apply Joint Committee filter
- Market Integrity (1) Apply Market Integrity filter
- Post Trading (1) Apply Post Trading filter
- Securitisation (1) Apply Securitisation filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Annual Report filter Annual Report
- Reference (239) Apply Reference filter
- Press Release (126) Apply Press Release filter
- Letter (108) Apply Letter filter
- Opinion (83) Apply Opinion filter
- Final Report (82) Apply Final Report filter
- SMSG Advice (77) Apply SMSG Advice filter
- Consultation Paper (75) Apply Consultation Paper filter
- Report (67) Apply Report filter
- Guidelines & Recommendations (53) Apply Guidelines & Recommendations filter
- Statement (48) Apply Statement filter
- Summary of Conclusions (36) Apply Summary of Conclusions filter
- Decision (27) Apply Decision filter
- Speech (23) Apply Speech filter
- Technical Advice (13) Apply Technical Advice filter
- Technical Standards (13) Apply Technical Standards filter
- Q&A (10) Apply Q&A filter
- Compliance table (8) Apply Compliance table filter
- Vacancy (2) Apply Vacancy filter
- CESR Document (1) Apply CESR Document filter
Your filters
MiFID - Secondary Markets X Careers X Trading X Securities Financing Transactions X Securities and Markets Stakeholder Group X IAS Regulation X Market Abuse X Risk Analysis & Economics - Markets Infrastructure Investors X Credit Rating Agencies X Annual Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 14/12/2020 | ESMA 33-9-383 | CRA Market Share Calculation 2020 | Credit Rating Agencies | Annual Report | PDF 511.26 KB |
||||
| 04/12/2018 | ESMA33-9-281 | CRA market share report | Credit Rating Agencies | Annual Report | PDF 827.25 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 19/02/2019 | ESMA80-199-273 | ESMA supervision 2019 work plan and annual report 2018 | Credit Rating Agencies | Annual Report | PDF 622.46 KB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 08/02/2018 | ESMA80-199-153 | ESMA’s supervision of credit rating agencies, trade repositories and monitoring of third country central counterparties- 2017 Annual Report and 2018 Work Programme | Credit Rating Agencies | Annual Report | PDF 1.03 MB |
||||
| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
||||
| 09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |
||||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |