ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
83
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Trading filter Trading
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove IAS Regulation filter IAS Regulation
- CESR Archive (305) Apply CESR Archive filter
- Speeches (156) Apply Speeches filter
- Post Trading (68) Apply Post Trading filter
- Fund Management (44) Apply Fund Management filter
- Joint Committee (38) Apply Joint Committee filter
- Risk Analysis & Economics - Markets Infrastructure Investors (37) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- MiFID - Investor Protection (34) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (31) Apply Credit Rating Agencies filter
- Supervisory convergence (31) Apply Supervisory convergence filter
- Corporate Disclosure (30) Apply Corporate Disclosure filter
- CCP Directorate (23) Apply CCP Directorate filter
- Innovation and Products (23) Apply Innovation and Products filter
- Market Abuse (19) Apply Market Abuse filter
- IFRS Supervisory Convergence (16) Apply IFRS Supervisory Convergence filter
- Prospectus (16) Apply Prospectus filter
- Benchmarks (15) Apply Benchmarks filter
- Corporate Information (13) Apply Corporate Information filter
- Guidelines and Technical standards (11) Apply Guidelines and Technical standards filter
- Market data (11) Apply Market data filter
- Brexit (8) Apply Brexit filter
- Securitisation (7) Apply Securitisation filter
- Short Selling (7) Apply Short Selling filter
- Transparency (7) Apply Transparency filter
- COVID-19 (5) Apply COVID-19 filter
- European Single Electronic Format (5) Apply European Single Electronic Format filter
- Corporate Finance (4) Apply Corporate Finance filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Press Releases (2) Apply Press Releases filter
- Audit (1) Apply Audit filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Speech filter Speech
- (-) Remove Technical Standards filter Technical Standards
- Reference (229) Apply Reference filter
- Opinion (118) Apply Opinion filter
- Letter (111) Apply Letter filter
- Press Release (88) Apply Press Release filter
- Summary of Conclusions (85) Apply Summary of Conclusions filter
- Statement (66) Apply Statement filter
- Consultation Paper (52) Apply Consultation Paper filter
- Report (30) Apply Report filter
- Decision (28) Apply Decision filter
- Guidelines & Recommendations (16) Apply Guidelines & Recommendations filter
- Q&A (12) Apply Q&A filter
- Annual Report (11) Apply Annual Report filter
- Compliance table (9) Apply Compliance table filter
- SMSG Advice (3) Apply SMSG Advice filter
- Technical Advice (3) Apply Technical Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Secondary Markets X Careers X Trading X Securities Financing Transactions X IAS Regulation X Market Integrity X Board of Supervisors X Sustainable finance X Trade Repositories X Speech X Technical Standards X Final Report X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
20/04/2022 | ESMA80-187-945 | Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022 | Credit Rating Agencies, Trade Repositories, Transparency | Speech | PDF 178.1 KB |
Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022: "ESMA – driving forward high-quality supervision and transparency in a single EU capital market" |
|||
22/09/2017 | ESMA71-319-53 | Verena Ross Keynote AFME Compliance and Legal Conference | MiFID - Secondary Markets, Speeches | Speech | PDF 236.94 KB |
||||
17/10/2017 | ESMA71-99-635 | The State of European Financial Markets- Steven Maijoor, Opening Address, ESMA Conference | Board of Supervisors, Speeches | Speech | PDF 175.8 KB |
||||
25/09/2000 | 00-064c | The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission | MiFID - Secondary Markets | Final Report | PDF 84.28 KB |
Alternative Trading Systems (ATS) offer electronic securities trading facilities outside the traditional trading channels. An expert group chaired by Howard Davies, Chairman of the UK FSA, has studied the impact of such systems in depth. The group has prepared a comprehensive report identifying and assessing the benefits and risks associated with the emergence of ATS and analysing the current regulatory treatment of such systems, within Europe and elsewhere. The report proposes both a short term and a long term option for a harmonised regulatory treatment of such systems in Europe.The paper was submitted to the European Commission as FESCO"s contribution to the preparation of the forthcoming Green Paper on possible amendments to the Investment Services Directive. The Green Paper will shortly be published as a basis for consultation with Member States, the financial services industry and other interested parties. However, the FESCO paper noted that, while the Green Paper on the ISD might be the catalyst for a far-reaching review of the regulatory approach to ATS, it would not provide a short-term solution. Accordingly, FESCO proposed that the short-term solution should take the form of a set of additional regulatory requirements for ATS operating as investment firms.FESCO will be working on proposals for what those additional regulatory requirements might be over the next six months, with a view to producing a consultation paper in the first half of 2001. This consultation paper will provide an opportunity for interested parties to comment in detail on the FESCO proposals. If, however, in the meantime interested parties have any specific comments on the possible additional regulatory requirements identified in paragraph 71 of the September paper, they should make these known to the Secretariat of FESCO via the following e-mail address: fdankers@europefesco.org | |||
25/02/2021 | ESMA70-155-11890 | Statement CumEx CumCum scandal- Fabrizio Planta | Market Abuse, Market Integrity, Speeches, Trading | Speech | PDF 132.57 KB |
||||
08/12/2020 | ESMA32-67-765 | Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them | IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency | Speech | PDF 123.06 KB |
||||
22/06/2016 | 2016/989 | Speech ISLA's 25th Anniversary Conference- Steven Maijoor, 22 June 2016, Vienna | Securities Financing Transactions, Speeches | Speech | PDF 242.25 KB |
||||
13/06/2016 | 2016/945 | Speech for the DSGV Kapitalmarktsymposium- Verena Ross, 10 June 2016, Berlin | MiFID - Secondary Markets | Speech | PDF 275.69 KB |
||||
18/10/2017 | ESMA71-99-637 | Speech by Valdis Dombrovskis- ESMA Conference 2017 | Board of Supervisors, Speeches | Speech | PDF 381.97 KB |
||||
27/06/2018 | ESMA70-145-924 | Speech by ESMA Executive Director Verena Ross on LEI | Market Integrity, MiFID - Secondary Markets | Speech | PDF 255.18 KB |
||||
09/02/2017 | ESMA70-872942901-3 | Revised ESMA draft MiFID ITS — position reporting of commodity derivatives | MiFID - Secondary Markets | Technical Standards | PDF 184.48 KB |
||||
08/02/2017 | ESMA71-844457584-346 | Review of the European Supervisory Authorities: Opportunities to ensure a safe and sound financial system | Board of Supervisors, Joint Committee | Speech | PDF 187.98 KB |
||||
29/10/2014 | 2014/1278 | Report on the equivalence of the Indian Accounting Standards | Corporate Disclosure, IAS Regulation | Final Report | PDF 1.7 MB |
This report fulfils the mandate received by the European Securities and Markets Authority (ESMA) from the European Commission (EC) in February 2014 to provide it with an update on the level of convergence of the Indian Accounting Standards (Ind-AS)1 towards International Financial Reporting Standards (IFRS) and the quality of application and enforcement of the Ind-AS, so that the EC can provide a progress report to the Council and the European Parliament (EP) in line with its obligations under Commission Regulation (EC) 1569/2007. |
|||
14/10/2021 | ESMA24-436-13 | Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 690.55 KB |
||||
29/03/2022 | ESMA34-466-282 | Natasha Cazenave keynote speech at ICI investment management conference 2022 | Fund Management, Speeches, Sustainable finance | Speech | PDF 124.72 KB |
||||
24/03/2015 | 2015/620 | MIFID/MIFIR- CSD hearing before ECON | MiFID - Secondary Markets, Speeches | Speech | PDF 117.88 KB |
||||
30/09/2016 | 2016/1421 | MiFID II: Status Quo und weitere Entwicklung | MiFID - Secondary Markets, Speeches | Speech | PDF 209.64 KB |
||||
26/02/2015 | 2015/496 | MiFID II – Switching on the light without turning-off the tap- Verena Ross, Executive Director, ESMA | MiFID - Secondary Markets, Speeches | Speech | PDF 222.55 KB |
Verena Ross, Executive Director of ESMA, delivered the keynote speech at the ABA/Law Society Capital Markets Conference 2015 in London on MiFID II which focused on transparency and liquidity issues. | |||
01/04/2020 | ESMA70-156-2311 | MiFID II Review Report on position limits and position management | MiFID - Secondary Markets, Supervisory convergence | Final Report | PDF 591.78 KB |
||||
28/09/2020 | ESMA70-156-3329 | MiFID II MiFIR review report on the transparency regime for non-equity instruments | Trading | Final Report | PDF 1.48 MB |