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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/09/2022 Overview recruitments Overview recruitments , Reference PDF
800.43 KB

Updated September 2022

26/09/2022 ESMA70-156-6040 Response form- Consultation Paper- Market Outages Reference DOCX
771.73 KB
26/09/2022 Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR- PDF Reference PDF
448.7 KB
15/09/2022 ESMA70-156-3921 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
182.31 KB
16/08/2022 Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR- XLS Reference XLSX
40.76 KB
04/08/2022 Net short thresholds Net short position notification thresholds for sovereign issuers Reference XLSX
26.41 KB

According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.

The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
1.0.1% applicable where the total amount of outstanding issued sovereign debt is between 0 and 500 billion euros;
2.0.5% applicable where the total amount of outstanding issued sovereign debt is above 500 billion euros or where there is a liquid futures market for the particular sovereign debt.

The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.

In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.

The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.

Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.

20/07/2022 SSR sanctions Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) Reference PDF
372.65 KB
15/07/2022 ESMA40-134-2458 Conflict of interests and ethics policy- ESMA staff , Reference PDF
3.5 MB
13/07/2022 ESMA65-8-9949 FIRDS User Guide v5.1 Reference PDF
2.06 MB
11/07/2022 ESMA70-460-117 Response Form- Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure , Reference DOCX
752.81 KB
02/06/2022 ESMA70-155-3832 List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR Reference PDF
92.55 KB
01/06/2022 ESMA50-164-770 Links to national websites where net short positions in shares are disclosed Reference PDF
97.14 KB
02/05/2022 ESMA82-402-859 Response form for the Joint Consultation Paper concerning sustainable disclosures for STS securitisations Reference DOCX
504.18 KB
19/04/2022 ESMA65-8-9568 FIRDS Reference Data Functional Specifications v2.10 Reference PDF
2.88 MB
19/04/2022 ESMA 65-8-9654 FIRDS Reference Data XML Schema v1.2.1 Reference ZIP
45.67 KB
24/03/2022 ESMA41-356-274 Public notice on REGIS TR, S.A. , Reference PDF
183.48 KB
04/02/2022 ESMA65-8-9387 FIRDS Reference Data XML Schema v1.2.0 Reference ZIP
46.52 KB
28/01/2022 ESMA70-156-4978 reply form Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter , , Reference DOCX
418.16 KB
06/01/2022 ESMA65-8-5240 FIRDS Instructions on how to download transparency results files v1.4 – Updated 06/01/2022 Reference PDF
795.6 KB
04/01/2022 ESMA64-80-243 ED decision on the extension of reserve lists ending 31/12/2021 Reference PDF
82.35 KB

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