ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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05/02/2019 | ESMA 70-155-7026 | Use of UK data in ESMA databases in case of a no-deal Brexit | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 281.69 KB |
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07/10/2019 | ESMA70-155-7658 | Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019 | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 155.54 KB |
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07/10/2019 | ESMA90-1-167 | Update on the UK’s withdrawal from the European Union- preparations for a possible no-deal Brexit scenario on 31 October 2019 | Benchmarks, Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 179.84 KB |
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01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
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19/12/2014 | 2014/1569 | Technical Advice to the Commission on MiFID II and MiFIR | MiFID - Investor Protection, MiFID - Secondary Markets | Technical Advice | PDF 2.8 MB |
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months). | |||
11/06/2020 | ESMA70-156-3070 | Statement_Access ETDs | COVID-19, MiFID - Secondary Markets, Post Trading | Statement | PDF 112.54 KB |
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04/12/2012 | 2012/802 | Statement: Operating Principles and Areas of Exploration in the Regulation of the Cross-Border Derivatives Market | Press Releases | Statement | PDF 131.03 KB |
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30/08/2012 | 2012/537 | STATEMENT- Short Selling Regulation Update: Market Maker & Primary Dealer Exemption Notification Procedure | Short Selling, Market Integrity, Press Releases | Statement | PDF 77.92 KB |
The European Securities and Markets Authority (ESMA) is publishing this notice to alert financial market participants to its upcoming consultation on the market making and authorised primary dealer exemption under the EU’s Short Selling Regulation (SSR) and the procedure to be followed by firms and regulators in dealing with notifications of intention to use the exemption. | |||
17/12/2021 | ESMA91-372-1913 | Statement on UK CCP Article25 2c assessment 2021 | CCP Directorate, Post Trading, Press Releases | Statement | PDF 166.79 KB |
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17/12/2021 | ESMA81-459-36 | Statement on Preparedness for the Cessation of EUR, GBP, CHF and JPY LIBORs and EONIA, and ceasing use of USD LIBOR in new contracts, at the end of 2021 | Benchmarks | Statement | PDF 169 KB |
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26/01/2022 | ESMA70-447-1885 | Statement on new NSP notification threshold | Market Integrity, Short Selling | Statement | PDF 90.32 KB |
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30/01/2020 | ESMA71-99-1279 | Statement on ESMA Standing Committee Chair appointments Jan 2020 | Board of Supervisors, Press Releases | Statement | PDF 89.15 KB |
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04/05/2020 | ESMA71-99-1324 | Statement on bilateral margin RTS amendments in response to Covid-19 | COVID-19, Joint Committee, Post Trading, Press Releases | Statement | PDF 101.16 KB |
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19/03/2021 | ESMA70-154-2365 | Statement Non significant liquidity provision | MiFID - Secondary Markets | Statement | PDF 80.99 KB |
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09/12/2021 | ESMA81-459-35 | Statement from the EUR Risk Free Rates Working Group | Benchmarks | Statement | PDF 64.3 KB |
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20/06/2016 | 2016/940 | Statement by Steven Maijoor at ECON MiFID II/MiFIR Scrutiny Session, 21 June 2016 | Speeches, MiFID - Secondary Markets | Statement | PDF 235.65 KB |
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26/10/2020 | ESMA70-155-7782 | Statement Brexit Share Trading Obligation Q42020 | Brexit, MiFID - Secondary Markets | Statement | PDF 83.73 KB |
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13/07/2021 | ESMA70-156-4714 | Statement access ETDs 2021 | MiFID - Secondary Markets, Post Trading | Statement | PDF 79.74 KB |
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29/05/2019 | ESMA70-154-1204 | Revised Public_ Statement_Trading_Obligation_Shares | Brexit, MiFID - Secondary Markets | Statement | PDF 82.26 KB |
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25/05/2016 | 2016/724 | Requirements for reference data submission under Article 4 MAR | Market Abuse, Market Integrity | Statement | PDF 88.1 KB |