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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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17/02/2016 | 2016/300 | Warning- Unauthorised use of ESMA’s identity and logo | Corporate Information, Press Releases | Press Release | PDF 149.72 KB |
Unauthorised use of ESMA’s identity and logo The European Securities and Markets Authority (ESMA) has been informed that its identity and logo have been used in communications targeting company employees in order to request the transfer of company money. In addition, ESMA has been informed that attempts were made to use the name of a senior member of ESMA staff also for the purpose of fraudulent scams targeting a savings bank and a listed issuer. Please note that all references to ESMA or any ESMA employees in these communications, which do not originate from ESMA, are entirely false and have been made without ESMA’s knowledge or consent. In order to protect yourself against these unauthorised communications, ESMA advises you:
Be aware that fraudsters might use ESMA’s name, logo or the name of an ESMA staff member, a bogus website which appears to be that of ESMA, and/or make bogus references to people said to work in ESMA. Be aware of the following when making your checks:
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31/07/2014 | JC/2014/062 Annex (Press Release) | The Joint Committee of the ESAs remind financial institutions of their responsibilities when placing their own financial products with consumers | Press Releases, Joint Committee | Press Release | PDF 315.73 KB |
The Joint Committee of the ESAs reminds financial institutions of their responsibilities when placing their own financial products with consumers. ESMA underlines risks from investing in contingent convertible instruments (CoCos). The Joint Committee of the European Supervisory Authorities (EBA, EIOPA and ESMA) published a reminder to banks and insurance companies across the EU on the consumer protection requirements that apply to certain financial instruments they issue. In addition, ESMA highlighted specific risks posed to investors by contingent convertible instruments (CoCos). | |||
01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
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19/12/2014 | 2014/1569 | Technical Advice to the Commission on MiFID II and MiFIR | MiFID - Investor Protection, MiFID - Secondary Markets | Technical Advice | PDF 2.8 MB |
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months). | |||
11/02/2022 | ESMA71-99-1823 | Sustainable Finance Roadmap_Press Release | Press Releases, Sustainable finance | Press Release | PDF 125.36 KB |
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05/07/2018 | ESMA71-99-999 | SMSG Renewal July 2018 Press Release | Press Releases, Securities and Markets Stakeholder Group | Press Release | PDF 146.18 KB |
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24/09/2015 | 2015/1425 | Senior Management Extension | Press Releases | Press Release | PDF 98.66 KB |
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04/06/2020 | ESMA71-99-1338 | Scope Ratings Enforcement Action | Credit Rating Agencies, Press Releases | Press Release | PDF 127.88 KB |
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15/10/2021 | ESMA71-9-1745 | Ross appointed ESMA Chair | Management Board, Press Releases | Press Release | PDF 84.56 KB |
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12/04/2013 | 2013-04-12 JC | Report on Risks and Vulnerabilities in the European Union’s (EU) Financial System | Joint Committee | Press Release | PDF 195.24 KB |
The Joint Committee of the European Supervisory Authorities (Joint Committee) has published today its first Report on Risks and Vulnerabilities in the European Union’s (EU) Financial System. Joint Committee of the European Supervisory Authorities calls for action on cross-sectoral risks. • First report by the Joint Committee of the European Supervisory Authorities (ESAs) on cross-sectoral risks facing the EU financial system; • Key risks facing EU financial markets include weak macroeconomic outlook; low interest rate environment; risk of further fragmentation on the single market; increased reliance on collateral; the quality of financial institutions’ assets; lack of confidence in financial institutions’ balance sheet valuations and risk disclosure; loss of confidence in financial benchmarks; • The ESAs have closely monitored the situation in Cyprus as it has developed. The events will lead to losses throughout the financial sector in Cyprus. However, the risks of direct international contagion seem to be limited. | |||
15/02/2012 | 2012/100 | Regulators re-elect Jean Guill, Kurt Pribil and Fernando Restoy to ESMA’s Management Board | Management Board, Press Releases | Press Release | PDF 111.25 KB |
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18/12/2015 | 2015/1871 | Proxy advisors take steps towards increased transparency | Corporate Finance, Corporate Governance, Press Releases | Press Release | PDF 157.9 KB |
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18/01/2018 | ESMA71-99-930 | Product Intervention Call for Evidence PR | MiFID - Investor Protection, Press Releases | Press Release | PDF 138.63 KB |
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25/06/2021 | ESMA71-99-1701 | Press_Release_Registration of SRs | Press Releases, Securitisation | Press Release | PDF 80.69 KB |
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03/11/2021 | ESMA71-99-1749 | Press_Release_New Chair_Ross November FINAL | Board of Supervisors, Corporate Information, Joint Committee, Management Board, Press Releases | Press Release | PDF 81.42 KB |
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12/07/2019 | ESMA70-156-1065 | Press_Release_ESMA launches consultation on cost of market data and consolidated tape | MiFID - Secondary Markets, Press Releases | Press Release | PDF 90.42 KB |
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26/11/2020 | ESMA71-99-1442 | Press_Release_ESMA Chair Candidates Shortlist | Board of Supervisors, Corporate Information, Press Releases | Press Release | PDF 109.44 KB |
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24/03/2022 | ESMA71-99-1913 | Press_Release_Enforcement REGIS TR | Board of Supervisors, Press Releases, Trade Repositories | Press Release | PDF 121.76 KB |
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10/03/2022 | ESMA71-99-1856 | Press release_ESMA finds shortcomings in supervision of cross-border investment activities and issues specific recommendations to CySEC | Press Releases, Supervisory convergence | Press Release | PDF 137.72 KB |
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17/05/2021 | JC 2021 31 PR | Press Release_ESAs’ report on the implementation and functioning of the securitisation regulation | Joint Committee, Securitisation | Press Release | PDF 125.8 KB |