ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Secondary Markets X Supervisory convergence X Vacancies X Board of Appeal X Market Abuse X Management Board X Market Integrity X Benchmarks X Q&A X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/01/2021 | ESMA71-102-173 | ESMA Q&As- list of questions currently under development | Supervisory convergence | Reference | XLSX 115.81 KB |
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| 04/01/2021 | ESMA70-145-1020 | List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons | Market Abuse | Reference | PDF 211.7 KB |
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| 04/01/2021 | ESMA70-155-4809 | List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR | MiFID - Secondary Markets | Reference | PDF 87.52 KB |
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| 23/12/2020 | ESMA81-393-84 | Response form- CP Technical Advice Fines | Benchmarks | Reference | DOCX 753.16 KB |
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| 22/12/2020 | ESMA70-156-300 | Public Register for the Trading Obligation for derivatives under MiFIR | MiFID - Secondary Markets | Reference | PDF 172.6 KB |
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| 22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
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| 18/12/2020 | ESMA70-156-4086 | Response Form CP on Algorithmic Trading | MiFID - Secondary Markets, Trading | Reference | DOCX 754.86 KB |
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| 09/12/2020 | Overview recruitments | Overview recruitments- Updated December 2020 | Careers, Vacancies | Reference | PDF 783.89 KB |
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| 26/11/2020 | ESMA74-362-991 | Response Form CP DRSP Fees | Post Trading, Supervisory convergence, Trading | Reference | DOCX 760.67 KB |
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| 26/11/2020 | ESMA74-362-991 | Reponse form CP DRSP Criteria for Derogation | Supervisory convergence, Trading | Reference | DOCX 761.38 KB |
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| 06/11/2020 | ESMA70-156-3882 | Response Form CP Guidelines on market data | MiFID - Secondary Markets | Reference | DOCX 759.82 KB |
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| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
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| 15/10/2020 | ESMA70-156-2187 | Public Statement BMR transitional period- pending applications | Benchmarks | Reference | PDF 122.67 KB |
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| 29/09/2020 | ESMA74-362-887 | Response form- CP MiFID II MiFIR review transaction reporting reference data | MiFID - Secondary Markets | Reference | DOCX 759.27 KB |
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| 28/09/2020 | ESMA70-156-3844 | Response form- CP on the functioning of OTFs | MiFID - Secondary Markets, Trading | Reference | DOCX 753.44 KB |
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| 04/08/2020 | ESMA70-154-1934 | Application form- SMSC CWG Renewal 2020 | MiFID - Secondary Markets | Reference | DOCX 38.68 KB |
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| 04/08/2020 | ESMA70-154-1934 | Call for expressions of interest- SMSC CWG Renewal 2020 | MiFID - Secondary Markets | Reference | PDF 161.53 KB |
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| 08/07/2020 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.03 MB |
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| 07/07/2020 | ESMA70-155-3832 | List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR | MiFID - Secondary Markets | Reference | PDF 91.89 KB |
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| 17/06/2020 | ESMA63-46-710 | Policy on the reimbursement for external persons | Careers, Management Board | Reference | PDF 265.73 KB |