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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
07/03/2008 08-003 A Consumers' Guide to MiFID- Investing in Financial Products Warnings and publications for investors Reference PDF
563.13 KB
07/03/2008 08-003 Dutch A Consumers' Guide to MiFID- Investing in Financial Products- Dutch translation Warnings and publications for investors Reference PDF
245.93 KB
07/03/2008 08-003 ES A Consumers' Guide to MiFID- Investing in Financial Products- Spanish Translation Warnings and publications for investors Reference PDF
2.35 MB
23/05/2008 08-003 Finnish A Consumer's guide to MiFID- Investing in Financial products- Finnish translation Warnings and publications for investors Reference PDF
1 MB
07/03/2008 08-003 French A Consumers' Guide to MiFID- Investing in Financial Products- French translation Warnings and publications for investors Reference PDF
240.21 KB
26/08/2008 08-003 German A Consumer's guide to MiIFD- Investing in Financial products- German translation Warnings and publications for investors Reference PDF
380.1 KB
07/03/2008 08-003 HU A Consumers' Guide to MiFID- Investing in Financial Products- Hungarian translation Warnings and publications for investors Reference PDF
281.74 KB
01/09/2008 08-003 Icelandic A Consumer's guide to MiFID- Investing in Financial products- Icelandic translation Warnings and publications for investors Reference PDF
554.96 KB
30/09/2008 08-003 Lithuanian A Consumer's guide to MiIFD- Investing in Financial products- Lithuanian translation Warnings and publications for investors Reference PDF
3.22 MB
31/07/2008 08-003 Maltese A Consumer's guide to MiIFD- Investing in Financial products- Maltese translation Warnings and publications for investors Reference PDF
1.24 MB
04/01/2011 10-1541 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis Joint Committee, Audit Letter PDF
144.8 KB
04/01/2011 10-1541 Annex 1 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CESR annex Joint Committee, Audit Letter PDF
159.33 KB
04/01/2011 10-1541 Annex 2 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEBS annex Joint Committee, Audit Letter PDF
120.57 KB
04/01/2011 10-1541 Annex 3 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEIOPS annex Joint Committee, Audit Letter PDF
87.69 KB
20/01/2011 2011/16 Letter to the SEC- Rulemakings on Registration of non-resident Swap Data Repositories MiFID - Secondary Markets Letter PDF
30.66 KB
24/11/2011 2011/398 Contact information for retail investors- contact points in national competent authorities Warnings and publications for investors Reference PDF
100.81 KB
20/01/2011 2011/4 Letter to the CFTC- Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade MiFID - Secondary Markets Letter PDF
34.38 KB
30/03/2012 2012/228 Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps Short Selling Technical Standards PDF
1.02 MB		 Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation)  requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012.
20/06/2012 2012/378 Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading MiFID - Secondary Markets Reference PDF
353.3 KB		 This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience.
25/07/2012 2012/478 ESMA MiFID database- description of webservice MiFID - Secondary Markets Reference PDF
123.71 KB		 This document provides useful information for developers wanting to use the webservice provided in ESMA's MIFID databases.

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