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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|05/06/2020||ESMA35-36-1946||Final Report Guidelines on certain aspects of the MiFID II compliance function requirements||Guidelines and Technical standards, MiFID - Investor Protection||Final Report||PDF
|03/04/2020||ESMA34-39-968||Final report- Guidelines on performance fees in UCITS and certain types of AIFs||Fund Management, Guidelines and Technical standards||Final Report||PDF
|01/04/2020||ESMA70-156-2311||MiFID II Review Report on position limits and position management||MiFID - Secondary Markets, Supervisory convergence||Final Report||PDF
|11/12/2019||ESMA70-156-1535||Final Report amending ITS on main indices and recognised exchanges under CRR||MiFID - Secondary Markets||Technical Standards||PDF
|11/06/2019||ESMA70-156-1035||Final report_Call for evidence Periodic Auctions||MiFID - Secondary Markets||Final Report||PDF
|20/12/2018||ESMA70-145-1008||Final report on Guidelines on non-significant benchmarks||Benchmarks||Final Report||PDF
|14/12/2018||ESMA70-156-834||Final report on the proposed amendments to RTS 11||MiFID - Secondary Markets||Final Report||PDF
|21/09/2018||esma70-156-769||ESMA opinion on MiFID II RTS 1||MiFID - Secondary Markets||Technical Standards||PDF
|17/07/2018||ESMA70-154-652||Call for expressions of interest- SMSC CWG Renewal||MiFID - Secondary Markets||Vacancy||PDF
|17/07/2018||ESMA70-154-651||Application form- SMSC CWG Renewal 2018||MiFID - Secondary Markets||Vacancy||DOCX
|26/03/2018||ESMA70-156-354||Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1)||MiFID - Secondary Markets||Final Report||PDF
|28/09/2017||ESMA70-154-266||Guidelines on the management body of market operators and data reporting service providers||Guidelines and Technical standards, MiFID - Secondary Markets||Final Report||PDF
|24/08/2017||ESMA70-151-552||Guidelines on transfer of data between Trade Repositories||Guidelines and Technical standards, Post Trading||Final Report||PDF
|02/06/2017||ESMA70-145-81||Final report on draft RTS on cooperation with third countries under BMR||Benchmarks||Final Report||PDF
|06/04/2017||ESMA70-872942901-17||Final report on Guidelines on the calibration of circuit breakers and the publication and reporting of trading halts under MiFID II||MiFID - Secondary Markets||Final Report||PDF
|28/02/2017||ESMA70-872942901-21 - annex||Final Draft RTS on packaged orders||MiFID - Secondary Markets||Technical Standards||PDF
|09/02/2017||ESMA70-872942901-3||Revised ESMA draft MiFID ITS — position reporting of commodity derivatives||MiFID - Secondary Markets||Technical Standards||PDF
|10/11/2016||2016-1560||Final Report on Technical Advice under the Benchmarks Regulation||Benchmarks||Final Report||PDF
|10/10/2016||2016/1451||Final Report- Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II||Guidelines and Technical standards, MiFID - Secondary Markets||Final Report||PDF
|30/09/2016||2016/1412||Final Report on MAR Guidelines on commodity derivatives||Guidelines and Technical standards, Market Abuse, Market Integrity||Final Report||PDF
Article 7(5) of MAR provides that the European Securities and Markets Authority (ESMA) shall issue guidelines to establish a non-exhaustive indicative list of information which is reasonably expected or is required to be disclosed in accordance with legal or regulatory provisions in Union or national law, market rules, contract, practice or custom, on the relevant commodity derivatives markets or spot markets as referred to in Article 7(1)(b) of MAR. This final report follows the Consultation Paper (CP) issued on March 2016.
Section 2 contains information on the background and mandate, while Section 3 sets out ESMA’s feedback to the CP responses in relation to the scope of the guidelines, the financial instruments and products covered by the examples of information relating directly and indirectly to commodity derivatives and information directly relating to a spot market contract. It also indicates whether and where ESMA has changed the guidelines following the consultation.
Annex I lists questions raised in the CP. Annex 2 provides the legislative mandate on the basis of which ESMA is issuing these guidelines. Annex 3 sets out ESMA’s view on the costs and benefits associated with these guidelines. Annex 4 contains the text of the guidelines.
The guidelines in Annex 4 will be translated into the official languages of the European Union and published on the ESMA’s website. Within 2 months of the issuance of the translations, each national competent authority will have to confirm whether it complies or intends to comply with those guidelines. In the event that a national competent authority does not comply or does not intend to comply, it will have to inform ESMA, stating its reasons. ESMA will publish the fact that a national competent authority does not comply or does not intend to comply with those guidelines.