ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
45
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Short Selling filter Short Selling
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Crowdfunding filter Crowdfunding
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- Post Trading (23) Apply Post Trading filter
- Fund Management (13) Apply Fund Management filter
- Joint Committee (11) Apply Joint Committee filter
- CESR Archive (8) Apply CESR Archive filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Sustainable finance (7) Apply Sustainable finance filter
- Prospectus (5) Apply Prospectus filter
- Innovation and Products (3) Apply Innovation and Products filter
- Securitisation (3) Apply Securitisation filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Market Integrity (2) Apply Market Integrity filter
- Trade Repositories (2) Apply Trade Repositories filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (330) Apply Reference filter
- Opinion (190) Apply Opinion filter
- Press Release (175) Apply Press Release filter
- Speech (165) Apply Speech filter
- Guidelines & Recommendations (164) Apply Guidelines & Recommendations filter
- Consultation Paper (107) Apply Consultation Paper filter
- Final Report (94) Apply Final Report filter
- Annual Report (91) Apply Annual Report filter
- Statement (89) Apply Statement filter
- Report (57) Apply Report filter
- Letter (45) Apply Letter filter
- Decision (42) Apply Decision filter
- Investor Warning (28) Apply Investor Warning filter
- Compliance table (21) Apply Compliance table filter
- Technical Standards (15) Apply Technical Standards filter
- Vacancy (2) Apply Vacancy filter
- CESR Document (1) Apply CESR Document filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
MiFID - Secondary Markets X Corporate Information X Speeches X International cooperation X Credit Rating Agencies X Market Abuse X Crowdfunding X Supervisory convergence X Short Selling X MiFID - Investor Protection X Q&A X SMSG Advice X Technical Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 06/04/2021 | ESMA70-872942901-38 | esma70-872942901-38_qas_on_mifid_ii_and_mifir_market_structures_topics | MiFID - Secondary Markets | Q&A | PDF 486.47 KB |
||||
| 27/03/2019 | ESMA70-872942901-36 | Q&A on MiFID II and MiFIR commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 602.38 KB |
||||
| 20/05/2022 | ESMA70-872942901-35 | Q&A on MiFID II and MiFIR transparency topics | MiFID - Secondary Markets | Q&A | PDF 1001.92 KB |
||||
| 20/07/2021 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.07 MB |
||||
| 20/05/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 647.98 KB |
||||
| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
||||
| 14/12/2017 | ESMA70-151-957 | MiFID II Q&A on post-trading issues | MiFID - Secondary Markets, Post Trading | Q&A | PDF 280.02 KB |
||||
| 29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |
||||
| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 29/03/2021 | ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi | Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR | MiFID - Investor Protection | Technical Advice | PDF 337.33 KB |
||||
| 04/02/2020 | ESMA35-43-2134 | ESMA’s Technical Advice to the Commission on the effects of product intervention measures | MiFID - Investor Protection | Technical Advice | PDF 425.6 KB |
||||
| 01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
||||
| 20/05/2022 | ESMA35-42-1088 | Q&A on the European crowdfunding service providers for business Regulation | Crowdfunding | Q&A | PDF 279.38 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 17/12/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 691.07 KB |
||||
| 18/07/2019 | ESMA33-9-321 | Technical Advice on Sustainability Considerations in the Credit Rating Market | Credit Rating Agencies | Technical Advice | PDF 451.01 KB |