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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
04/10/2011 2011/323 Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Corporate Disclosure Technical Advice PDF
797.56 KB
01/12/2011 2011/SMSG/15 Summary of conclusions- SMSG meeting on 11 October 2011 Securities and Markets Stakeholder Group Reference PDF
80.45 KB
19/10/2011 2011/SMSG/3 Summary of conclusions- meeting of the SMSG on 21 July 2011 Securities and Markets Stakeholder Group Reference PDF
59.38 KB
01/03/2012 2012/137 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Corporate Disclosure Technical Advice PDF
1.32 MB		 ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD).  The advice was submitted to the Commission on 29 February 2012.  In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making.
20/06/2012 2012/378 Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading MiFID - Secondary Markets Reference PDF
353.3 KB		 This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience.
25/07/2012 2012/478 ESMA MiFID database- description of webservice MiFID - Secondary Markets Reference PDF
123.71 KB		 This document provides useful information for developers wanting to use the webservice provided in ESMA's MIFID databases.
16/08/2012 2012/526 Announcement of roundtable on materiality in financial reporting- 1 October 12 IFRS Supervisory Convergence Reference PDF
100.21 KB
12/11/2012 2012/725 European common enforcement priorities for 2012 financial statements IFRS Supervisory Convergence Reference PDF
163.78 KB
09/01/2013 2012/864 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Corporate Disclosure Technical Advice PDF
1.23 MB
24/01/2012 2012/SMSG/1 SMSG work programme for 2012 Securities and Markets Stakeholder Group Reference PDF
58.17 KB		 This document sets out the work programme for 2012 which has been adopted by the Securities and Markets Stakeholder Group. It also sets out a preliminary work programme for 2013 which falls within the current Group’s mandate.
04/05/2012 2012/SMSG/20 SMSG meeting on 15-16 February 2012 Securities and Markets Stakeholder Group Reference PDF
131.17 KB
20/08/2012 2012/SMSG/31 Summary of conclusions 26/04/12 Securities and Markets Stakeholder Group Reference PDF
135.39 KB
13/11/2012 2012/SMSG/44 Summary of conclusions SMSG meeting 28/06/12 Securities and Markets Stakeholder Group Reference PDF
198.96 KB
20/12/2012 2012/SMSG/53 SMSG Annual Activity Report 2011-2012 Securities and Markets Stakeholder Group Reference PDF
334.64 KB
20/12/2012 2012/SMSG/54 SMSG 2013 Work Programme Securities and Markets Stakeholder Group Reference PDF
252.8 KB
12/12/2012 2012/SMSG/62 Summary of conclusions of the SMSG meeting on 12-13 September 2013 Securities and Markets Stakeholder Group Reference PDF
188.21 KB
14/03/2013 2012/SMSG/72 Summary of conclusions of the SMSG meeting on 23 November 2013 Securities and Markets Stakeholder Group Reference PDF
146.34 KB
02/12/2013 2013/1792 Call for expressions of interest regarding the establishment of the Consultative Working Group of the ESMA Market Data Reporting Working Group MiFID - Secondary Markets Reference PDF
98.24 KB		 Deadline for applications is 3 January 2014.
10/11/2016 2013/68c Protocol on the operation of ESMA MiFID Database final MiFID - Investor Protection, MiFID - Secondary Markets Reference PDF
333.11 KB
10/06/2013 2013/702 Call for expressions of interest regarding ESMA’s Securities and Markets Stakeholder Group Securities and Markets Stakeholder Group Reference PDF
228.48 KB

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