ESMA LIBRARY
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MiFID - Secondary Markets X Trading X Fund Management X Supervisory convergence X Risk Analysis & Economics - Markets Infrastructure Investors X Brexit X Compliance table X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/01/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 147.09 KB |
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| 12/01/2021 | ESMA WP-2021-02 | ESMA working paper on equity funds and derivatives | Fund Management, Innovation and Products | Reference | PDF 673.7 KB |
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| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 129.28 KB |
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| 08/01/2021 | ESMA71-102-173 | ESMA Q&As- list of questions currently under development | Supervisory convergence | Reference | XLSX 115.81 KB |
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| 04/01/2021 | ESMA70-155-4809 | List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR | MiFID - Secondary Markets | Reference | PDF 87.52 KB |
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| 04/01/2021 | EU-UKFCA MoU | EU-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 219.12 KB |
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| 04/01/2021 | ESMA-UKFCA MoU | ESMA-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 195.27 KB |
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| 22/12/2020 | ESMA70-156-300 | Public Register for the Trading Obligation for derivatives under MiFIR | MiFID - Secondary Markets | Reference | PDF 172.6 KB |
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| 22/12/2020 | ESMA34-47-352 | ToR OWG IMSC | Fund Management | Reference | PDF 101.55 KB |
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| 18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |
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| 18/12/2020 | ESMA70-156-4086 | Response Form CP on Algorithmic Trading | MiFID - Secondary Markets, Trading | Reference | DOCX 754.86 KB |
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| 11/12/2020 | ESMA70-155-10816 | Annex to Transparency Opinion | Trading | Reference | CSV 64.88 KB |
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| 04/12/2020 | ESMA65-8-6480 | Money Market Fund Reporting Technical Reporting Instructions | Fund Management | Reference | ZIP 2.73 MB |
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| 26/11/2020 | ESMA74-362-991 | Response Form CP DRSP Fees | Post Trading, Supervisory convergence, Trading | Reference | DOCX 760.67 KB |
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| 26/11/2020 | ESMA74-362-991 | Reponse form CP DRSP Criteria for Derogation | Supervisory convergence, Trading | Reference | DOCX 761.38 KB |
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| 13/11/2020 | ESMA34-32-699 | Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 113.46 KB |
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| 11/11/2020 | ESMA50-165-1371 | ESMA Risk Dashboard No. 2 2020 | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 621.57 KB |
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| 09/11/2020 | ESMA34-45-926 response form | Response form- draft guidelines on marketing communications | Fund Management | Reference | DOCX 24.06 KB |
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| 06/11/2020 | ESMA70-155-10587 | Guidance on the annex to ESMA opinion determining third-country trading venues for the purpose of transparency under MiFIR | Trading | Reference | PDF 169.96 KB |
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| 06/11/2020 | ESMA70-156-3882 | Response Form CP Guidelines on market data | MiFID - Secondary Markets | Reference | DOCX 759.82 KB |