ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Secondary Markets X Transparency X Trading X Fund Management X Benchmarks X Warnings and publications for investors X Credit Rating Agencies X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
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| 15/02/2021 | ESMA34-47-369 | Call for expression of interest IMSC CWG 2021 | Fund Management | Reference | PDF 155.71 KB |
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| 10/02/2021 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 222.38 KB |
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| 03/02/2021 | JC 2020 66 | Final Report following consultation on draft regulatory technical standards to amend the PRIIPs KID | Fund Management, Joint Committee | Final Report | PDF 1.7 MB |
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| 03/02/2021 | JC 2021 13 | Letter to the EU Commission on PRIIPS | Fund Management, Joint Committee | Letter | PDF 305.95 KB |
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| 03/02/2021 | ESMA34-46-99 | Letter to the EU Commission on Review of the ELTIF regulation | Fund Management | Letter | PDF 213.85 KB |
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| 03/02/2021 | ESMA70-155-11512 | OPINION on position limits on ICE Endex NCG natural gas contracts | MiFID - Secondary Markets | Opinion | PDF 256.62 KB |
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| 02/02/2021 | ESMA70-156-2401 | Annual Report 2020- Equity Waivers and Deferrals | MiFID - Secondary Markets | Report | PDF 1.09 MB |
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| 01/02/2021 | ESMA50-164-4105 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2019 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 109.68 KB |
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| 01/02/2021 | ESMA81-393-83 | Final Report BMR Advice Fees | Benchmarks | Final Report | PDF 504.55 KB |
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| 01/02/2021 | ESMA34-39-961 | Draft implementing technical standards under the Regulation on cross-border distribution of funds | Fund Management | Final Report | PDF 446.92 KB |
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| 29/01/2021 | ESMA 80-196-5019 | Consultation Paper on Fees Charged to CRAs by ESMA | Credit Rating Agencies | Consultation Paper | PDF 345.85 KB |
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| 29/01/2021 | ESMA 80-196-5030 | Response form to Public Consultation on Fees charged to Credit Rating Agencies by ESMA | Credit Rating Agencies | Reference | DOCX 751.49 KB |
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| 25/01/2021 | ESMA70-154-2275 | Call for expression of interest- CDTF CWG renewal 2021 | MiFID - Secondary Markets | Reference | PDF 170.36 KB |
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| 22/01/2021 | ESMA34-45-974 | Guidelines on liquidity stress testing in UCITS and AIFs | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 226.95 KB |
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| 22/01/2021 | ESMA34-45-974 | Guidelines on liquidity stress testing in UCITS and AIFs | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 226.95 KB |
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| 13/01/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 145.06 KB |
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| 12/01/2021 | ESMA70-155-11233 | OPINION on position limits on EEX Phelix DE/AT Base Power contracts | MiFID - Secondary Markets | Opinion | PDF 235.51 KB |
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| 12/01/2021 | ESMA70-155-11230 | OPINION on position limits on Phelix DE Base Power contracts | MiFID - Secondary Markets | Opinion | PDF 272.08 KB |
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| 12/01/2021 | ESMA WP-2021-02 | ESMA working paper on equity funds and derivatives | Fund Management, Innovation and Products | Reference | PDF 673.7 KB |