ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
128
REFINE YOUR SEARCH
Sections
- (-) Remove Warnings and publications for investors filter Warnings and publications for investors
- (-) Remove Fund Management filter Fund Management
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Transparency filter Transparency
- MiFID - Investor Protection (36) Apply MiFID - Investor Protection filter
- Guidelines and Technical standards (31) Apply Guidelines and Technical standards filter
- Post Trading (14) Apply Post Trading filter
- Joint Committee (6) Apply Joint Committee filter
- Market Abuse (4) Apply Market Abuse filter
- Market Integrity (2) Apply Market Integrity filter
- Short Selling (2) Apply Short Selling filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Information (1) Apply Corporate Information filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Prospectus (1) Apply Prospectus filter
- Supervisory convergence (1) Apply Supervisory convergence filter
Type of document
- (-) Remove Investor Warning filter Investor Warning
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove Compliance table filter Compliance table
- Press Release (420) Apply Press Release filter
- Reference (371) Apply Reference filter
- Final Report (352) Apply Final Report filter
- Consultation Paper (292) Apply Consultation Paper filter
- Letter (292) Apply Letter filter
- Guidelines & Recommendations (156) Apply Guidelines & Recommendations filter
- CESR Document (112) Apply CESR Document filter
- Opinion (90) Apply Opinion filter
- Statement (88) Apply Statement filter
- Speech (65) Apply Speech filter
- Report (45) Apply Report filter
- Summary of Conclusions (39) Apply Summary of Conclusions filter
- Decision (33) Apply Decision filter
- Annual Report (28) Apply Annual Report filter
- Q&A (24) Apply Q&A filter
- Technical Advice (21) Apply Technical Advice filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Vacancy (4) Apply Vacancy filter
- SMSG Advice (2) Apply SMSG Advice filter
Your filters
MiFID - Secondary Markets X Sustainable finance X Vacancies X Management Board X Warnings and publications for investors X CESR Archive X Fund Management X Transparency X Corporate Disclosure X Credit Rating Agencies X Technical Standards X Compliance table X Investor Warning X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 10/02/2021 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 222.38 KB |
||||
| 13/01/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 145.06 KB |
||||
| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 145.21 KB |
||||
| 18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 13/11/2020 | ESMA34-32-699 | Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 104.24 KB |
||||
| 11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
||||
| 27/11/2019 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 110.09 KB |
||||
| 03/09/2019 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 102.75 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 21/09/2018 | esma70-156-769 | ESMA opinion on MiFID II RTS 1 | MiFID - Secondary Markets | Technical Standards | PDF 645.02 KB |
||||
| 20/09/2018 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 145.2 KB |
||||
| 04/10/2017 | ESMA34-32-316 | Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 144.26 KB |
||||
| 04/10/2017 | ESMA34-43-352 | Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive | Fund Management, Guidelines and Technical standards | Compliance table | PDF 154.54 KB |
||||
| 24/04/2017 | ESMA 32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 112.42 KB |
||||
| 28/02/2017 | ESMA70-872942901-21 - annex | Final Draft RTS on packaged orders | MiFID - Secondary Markets | Technical Standards | PDF 334.25 KB |
||||
| 09/02/2017 | ESMA70-872942901-3 | Revised ESMA draft MiFID ITS — position reporting of commodity derivatives | MiFID - Secondary Markets | Technical Standards | PDF 184.48 KB |
||||
| 25/07/2016 | 2016/1166 | Warning about CFDs, binary options and other speculative products | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 149.13 KB |
||||
| 04/05/2016 | 2016/675 | Compliance table- Guidelines on sound remuneration policies under the AIFMD (ESMA/2013/232) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 143.93 KB |
||||
| 12/04/2016 | 2016/602 | Compliance table- Guidelines on ETFs and other UCITS issues | Fund Management, Guidelines and Technical standards | Compliance table | PDF 131.17 KB |