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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/09/2015 2015-ESMA-1464 Annex I 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR MiFID - Secondary Markets Technical Standards PDF
2.85 MB
18/02/2015 2015/319 Addendum Consultation Paper- MiFID II/MiFIR MiFID - Secondary Markets Consultation Paper PDF
2.78 MB		 The European Securities and Markets Authority (ESMA) has published today a consultation paper (CP) which complements the transparency section of the CP on MiFID II/MiFIR published on 19 December 2014. This CP covers the following non-equity asset classes: foreign exchange derivatives; credit derivatives; other derivatives; and contracts for difference (CFDs). For each asset class two sections are provided: the first presents the analysis on the definition of a liquid market and the second includes the calculations on the pre-trade and post-trade transparency large in scale (LIS) and size specific to the instrument (SSTI) thresholds. The last section of the CP completes draft RTS 9 (Transparency requirements in respect of bonds, structured finance products, emission allowances and derivatives) published in Annex B of the CP on MiFID II/MiFIR on 19 December 2014, where rules and tables were included for bonds, structured finance products, emission allowances and derivatives not covered in this more recent analysis. This CP should be read in conjunction with ESMA’s CP on MiFID II/MiFIR and the related Annex B published on 19 December 2014. This consultation runs until 20 March 2015. ESMA will use the input received to finalise its draft RTS which will be sent for endorsement to the European Commission in mid-2015. MiFID II/ MiFIR and its implementing measures will be applicable from 3 January 2017.
24/05/2013 2013/599 AIFM reporting XSD schema and samples Fund Management Consultation Paper ZIP
29.41 KB		 The CP setting out draft ESMA’s guidelines on reporting obligations under Articles 3 and 24 of the AIFMD (ESMA/2013/592) is supplemented by AIFM reporting XSD schema and samples that AIFMs will have to use to report the information under Articles 3 and 24 to their national competent authorities. ESMA is also seeking feedback from stakeholders on these documents 
04/10/2019 ESMA70-156-1555 Alignment of MiFIR with the changes introduced by EMIR Refit MiFID - Secondary Markets, Post Trading Consultation Paper PDF
270.97 KB
24/02/2021 ESMA70-156-3926 Annual Report 2020 Non-equity Waivers and Deferrals MiFID - Secondary Markets Annual Report PDF
2.44 MB
15/11/2018 ESMA70-145-1081 Annual report on administrative and criminal sanctions and other administrative measures under MAR Market Abuse, Market Integrity Annual Report PDF
158.47 KB
17/07/2019 ESMA35-43-1905 Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II MiFID - Investor Protection Consultation Paper PDF
479.41 KB
07/11/2014 2014/1340 Call for evidence on AIFMD passport and third country AIFMs Fund Management Consultation Paper PDF
317.57 KB
15/07/2016 2016/1137 Call for evidence on Asset segregation and custody services Fund Management Consultation Paper PDF
683.88 KB
30/09/2019 ESMA-35-43-2090 Call for evidence on MiFID II product intervention powers MiFID - Investor Protection Consultation Paper PDF
197.51 KB
07/05/2012 2012/278 Call for evidence on Transaction reporting Market Integrity Consultation Paper PDF
286 KB		 This call for evidence seeks to collect interested parties’ views on what elements ESMA should consider in its work on guidelines on harmonised transaction reporting, as well as opinions on what areas of the OTC derivatives guidelines need to be updated. On the basis of responses received to this call for evidence, ESMA will define its further work on guidelines on harmonised transaction reporting and launch a full public consultation.
18/01/2018 ESMA35-43-904 Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients MiFID - Investor Protection Consultation Paper PDF
306.85 KB
26/01/2011 2011/35 Call for evidence- Request for technical advice on possible delegated acts concerning the Prospectus Directive (2003/71/EC) as amended by the Directive 2010/73/EU Prospectus, Corporate Disclosure Consultation Paper PDF
3.85 MB
15/07/2002 02-089b CESR’s Advice on possible Level 2 Implementing Measures for the proposed Market Abuse Directive Market Abuse Consultation Paper PDF
213.95 KB
28/03/2019 ESMA34-46-89 Consulation Paper on Draft regulatory technical standards under Article 25 of the ELTIF Regulation Fund Management Consultation Paper PDF
295.66 KB
19/12/2018 ESMA35-43-1210 Consulation paper on integrating sustainability risks and factors in MiFID II MiFID - Investor Protection Consultation Paper
06/11/2020 ESMA70-156-2477 Consultation Paper Guidelines on market data MiFID - Secondary Markets Consultation Paper PDF
833.85 KB
03/10/2019 ESMA70-156-1459 Consultation paper MAR review Market Abuse Consultation Paper PDF
1017.98 KB
16/10/2019 JC-2019-63 Consultation Paper on amendments to PRIIPs KID Fund Management, Joint Committee Consultation Paper PDF
2.42 MB
15/07/2019 ESMA35-43-2019 Consultation paper on compliance function guidelines MiFID - Investor Protection Consultation Paper PDF
677.15 KB

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