ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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01/09/2000 | 00-099b | Stabilisation and Allotment: «A European Supervisory approach» | CESR Archive | Speech | PDF 68.35 KB |
With this paper, FESCO proposes : (1) a harmonised regulatory treatment of stabilisation practices by way of defining a | |||
15/02/2001 | Lamfalussy Report | Lamfalussy Report | CESR Archive | Reference | PDF 398.94 KB |
The final report by the Committee of Wise Men establishing CESR | |||
23/03/2001 | ResolutionStockholm | Stockholm Resolution | CESR Archive | Reference | PDF 18.53 KB |
Resolution of the European Council on more effective securities market regulation in the European Union Stockholm, 23 March 2001 | |||
06/03/2003 | 03-055 | A network of regulators to meet the challenges of regulating European Capital Markets by Arthur Docters van Leeuwen | CESR Archive | Speech | PDF 96.06 KB |
Text of the speech given by the CESR Chairman, Arthur Docters van Leeuwen, on 6th March 2003 at the Guildhall in London. | |||
02/04/2003 | 03-115 | Speech by Kaarlo Jännäri, Vice-chairman of CESR, at the European Compliance Conference | CESR Archive | Speech | PDF 101.85 KB |
TECC Lucerne, 2-4 April 2003 | |||
30/10/2003 | 03-378b | The role of CESR in the regulation and supervision of UCITS and asset management in the EU | CESR Archive | Reference | PDF 123.55 KB |
CESR publishes today a consultation paper setting out how it proposes to prepare for its new role in the regulation of Asset Management and Unit Collective Investment Schemes (UCITS) in Europe. This also includes establishing how European securities regulators will work until these responsibilities are transferred from the UCITS Contact Committee established by the European Commission to CESR and includes specific areas where CESR proposes to begin work. CESR sets out the three principles that will underpin its work in this area until it formally receives responsibility for providing advice to the Commission for portfolio management activities from the European Union. These principles include the commitment that: Any future work done by CESR regarding UCITS would have to be conducted in full coherence with the EU institutional framework; CESR should take in a global vision of the so-called | |||
05/11/2003 | 03-483 | CESR’s role in creating the pan European rules by Arthur Docters van Leeuwen, Chairman of CESR | CESR Archive | Speech | PDF 67.88 KB |
Held at APCIMS 2003 Annual Conference in London on 5 November 2003 | |||
04/03/2004 | 03-497b | List of Alternative Trading Systems Currently operating in Member States (updated on 7 April 2004) | CESR Archive | Reference | PDF 129.53 KB |
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04/03/2004 | 03-432b | Synthesis Table” regarding CESR Standards for Alternative Trading Systems | CESR Archive | Reference | PDF 153.77 KB |
The so-called | |||
04/03/2004 | 03-427b | Synthesis Table” regarding CESR Standards for Investor Protection (49 pages) | CESR Archive | Reference | PDF 1.33 MB |
The so-called | |||
04/03/2004 | 04-075 | List of Legislative Measures quoted in the Correspondence Tables | CESR Archive | Reference | PDF 298.12 KB |
This list contains all legislative measures which Members quoted in their Correspondence Tables as implementing measures. Where available, hyperlinks to the full text of the specific legislative measure are provided. | |||
04/03/2004 | 04-127 | Indicative timetable for CESR’s work on guidelines for the consistent implementation of the proposed Commission Regulation on Prospectus | CESR Archive | Reference | PDF 48.37 KB |
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04/06/2004 | 04-241 final | Terms of reference for the cooperation and collaboration regarding market risks and regulatory projects between the US SEC and CESR | CESR Archive | Reference | PDF 48.19 KB |
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09/06/2004 | 04-160 | Mandate for the Expert Group on Investment Management | CESR Archive | Reference | PDF 81.39 KB |
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23/06/2004 | 04-330 | European Financial Integration: Progress and prospects- Contribution to High Level Panel by Arthur Docters van Leeuwen, Chairman of CESR | CESR Archive | Speech | PDF 61.3 KB |
High Level Panel held 22-23 June 2004 in Brussels | |||
23/06/2004 | 04-318 | European Financial Integration: Progress and prospects- Comments to European Commission Conference by Fabrice Demarigny, Secretary General of CESR | CESR Archive | Speech | PDF 61.61 KB |
Comments to the Session on Securities, Trading and Investment held in Brussels on 23 June 2004 | |||
23/06/2004 | 04-289 | European Financial Integration: Progress and prospects- Comments to break-out session for asset management by Carlo Comporti, Deputy to the Secretary General, CESR. | CESR Archive | Speech | PDF 63.26 KB |
European Commission Conference held 22/23 June 2004, Brussels | |||
27/09/2004 | 04-456 | On-shore Europe, The regulation of Financial Markets by Arthur Docters van Leeuwen, Chairman of CESR | CESR Archive | Speech | PDF 92.24 KB |
This speech was delivered by Wim Moeliker, member of the CESR-secretariat on 13 September 2004, Hilton Conference Centre, St Julians, Malta | |||
27/09/2004 | 04-483 | Management of Conflicts of Interest- Is there a ‘European Way’? Keynote Address by Arthur Docters van Leeuwen, Chairman of the CESR | CESR Archive | Speech | PDF 95.56 KB |
This speech was delivered by Harman W.O.L.M Korte, Director at the Netherlands Authority for the Financial Markets, at the Fefsi Fund Forum, Amsterdam, 24th September 2004 | |||
28/10/2004 | 04-586 | Formal Mandate to CESR for Advice on Possible Modifications to the UCITS Directive in the form of Clarification of Defenitions Concerning Eligible Assets for Investment of UCITS | CESR Archive | Reference | PDF 164.56 KB |