ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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16/05/2019 | ESMA34-45-712 | Verena Ross- ICMA 2019 conference speech | Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches | Speech | PDF 134.24 KB |
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22/09/2017 | ESMA71-319-53 | Verena Ross Keynote AFME Compliance and Legal Conference | MiFID - Secondary Markets, Speeches | Speech | PDF 236.94 KB |
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31/05/2018 | ESMA71-99-996 | Towards benchmark stability and integrity | Benchmarks | Speech | PDF 164.02 KB |
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17/10/2017 | ESMA71-99-635 | The State of European Financial Markets- Steven Maijoor, Opening Address, ESMA Conference | Board of Supervisors, Speeches | Speech | PDF 175.8 KB |
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01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
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19/12/2014 | 2014/1569 | Technical Advice to the Commission on MiFID II and MiFIR | MiFID - Investor Protection, MiFID - Secondary Markets | Technical Advice | PDF 2.8 MB |
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months). | |||
12/02/2020 | ESMA32-67-642 | Sustainable financial markets: translating changing risks and investor preferences into regulatory action- Speech by Steven Maijoor, European Financial Forum, Dublin | Credit Rating Agencies, Speeches, Supervisory convergence | Speech | PDF 156.74 KB |
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03/04/2019 | ESMA71-319-93 | Steven Maijoor Keynote speech- BETTER FINANCE 10th Anniversary 2019 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors, Speeches | Speech | PDF 165.49 KB |
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14/12/2020 | ESMA80-187-831 | Speech_ESMA Chair_EUR RFR WG Roundtable 2020 | Benchmarks | Speech | PDF 136.39 KB |
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07/11/2016 | 2016/1547 | Speech Public hearing on the review of the EU macro-prudential framework- Steven Maijoor, 7 November 2016 | Risk Analysis & Economics - Markets Infrastructure Investors | Speech | PDF 154.77 KB |
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13/06/2016 | 2016/945 | Speech for the DSGV Kapitalmarktsymposium- Verena Ross, 10 June 2016, Berlin | MiFID - Secondary Markets | Speech | PDF 275.69 KB |
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18/10/2017 | ESMA71-99-637 | Speech by Valdis Dombrovskis- ESMA Conference 2017 | Board of Supervisors, Speeches | Speech | PDF 381.97 KB |
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27/06/2018 | ESMA70-145-924 | Speech by ESMA Executive Director Verena Ross on LEI | Market Integrity, MiFID - Secondary Markets | Speech | PDF 255.18 KB |
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08/02/2017 | ESMA71-844457584-346 | Review of the European Supervisory Authorities: Opportunities to ensure a safe and sound financial system | Board of Supervisors, Joint Committee | Speech | PDF 187.98 KB |
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10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
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02/12/2020 | ESMA42-111-5461 | Opening Statement ECON Public Presentation FTPR 2 | Corporate Disclosure, Speeches, Supervisory convergence | Speech | PDF 101.67 KB |
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09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |
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24/03/2015 | 2015/620 | MIFID/MIFIR- CSD hearing before ECON | MiFID - Secondary Markets, Speeches | Speech | PDF 117.88 KB |
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30/09/2016 | 2016/1421 | MiFID II: Status Quo und weitere Entwicklung | MiFID - Secondary Markets, Speeches | Speech | PDF 209.64 KB |
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09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |