ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Secondary Markets X Brexit X Benchmarks X International cooperation X Trade Repositories X Supervisory convergence X MiFID - Investor Protection X Technical Advice X Final Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/02/2021 | ESMA81-393-83 | Final Report BMR Advice Fees | Benchmarks | Final Report | PDF 504.55 KB |
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| 28/09/2020 | ESMA35-43-2424 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Final Report | PDF 1.23 MB |
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| 05/06/2020 | ESMA35-36-1946 | Final Report Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 395.33 KB |
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| 01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
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| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
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| 01/04/2020 | ESMA70-156-2311 | MiFID II Review Report on position limits and position management | MiFID - Secondary Markets, Supervisory convergence | Final Report | PDF 591.78 KB |
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| 31/03/2020 | ESMA43-370-103 | Final report on TA on EMIR 2.2 CCP fines | CCP Directorate, Credit Rating Agencies, Post Trading, Trade Repositories | Final Report | PDF 478.11 KB |
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| 30/03/2020 | ESMA70-151-2919 | Final Report EMIR RTS on Colleges for CCPs | CCP Directorate, Post Trading, Supervisory convergence | Final Report | PDF 273.08 KB |
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| 04/02/2020 | ESMA35-43-2134 | ESMA’s Technical Advice to the Commission on the effects of product intervention measures | MiFID - Investor Protection | Technical Advice | PDF 425.6 KB |
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| 12/12/2019 | ESMA42-111-4916 | STOR Peer Review Report | Market Abuse, Supervisory convergence | Final Report | PDF 1.17 MB |
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| 11/06/2019 | ESMA70-156-1035 | Final report_Call for evidence Periodic Auctions | MiFID - Secondary Markets | Final Report | PDF 798 KB |
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| 03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |
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| 20/12/2018 | ESMA70-145-1008 | Final report on Guidelines on non-significant benchmarks | Benchmarks | Final Report | PDF 673.72 KB |
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| 14/12/2018 | ESMA70-156-834 | Final report on the proposed amendments to RTS 11 | MiFID - Secondary Markets | Final Report | PDF 445.64 KB |
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| 30/07/2018 | ESMA42-111-4479 | Peer review on the Guidelines on ETFs and other UCITS issues | Supervisory convergence | Final Report | PDF 1.11 MB |
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| 28/05/2018 | ESMA35-43-869 | Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection | Final Report | PDF 788.12 KB |
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| 26/03/2018 | ESMA70-156-354 | Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1) | MiFID - Secondary Markets | Final Report | PDF 434.94 KB |
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| 29/11/2017 | ESMA42-111-4285 | Peer review on certain aspects of the compliance function under Mi-FID I | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 1.25 MB |
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| 28/09/2017 | ESMA70-154-266 | Guidelines on the management body of market operators and data reporting service providers | Guidelines and Technical standards, MiFID - Secondary Markets | Final Report | PDF 546.29 KB |
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| 02/06/2017 | ESMA70-145-81 | Final report on draft RTS on cooperation with third countries under BMR | Benchmarks | Final Report | PDF 203.07 KB |