ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
90
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Corporate Information filter Corporate Information
- MiFID - Secondary Markets (101) Apply MiFID - Secondary Markets filter
- Post Trading (47) Apply Post Trading filter
- Guidelines and Technical standards (45) Apply Guidelines and Technical standards filter
- Short Selling (38) Apply Short Selling filter
- Market Integrity (37) Apply Market Integrity filter
- Fund Management (35) Apply Fund Management filter
- Supervisory convergence (15) Apply Supervisory convergence filter
- Joint Committee (14) Apply Joint Committee filter
- Corporate Disclosure (13) Apply Corporate Disclosure filter
- Credit Rating Agencies (13) Apply Credit Rating Agencies filter
- Market Abuse (13) Apply Market Abuse filter
- COVID-19 (12) Apply COVID-19 filter
- Prospectus (10) Apply Prospectus filter
- CESR Archive (8) Apply CESR Archive filter
- Innovation and Products (7) Apply Innovation and Products filter
- Brexit (6) Apply Brexit filter
- Securitisation (6) Apply Securitisation filter
- Sustainable finance (4) Apply Sustainable finance filter
- Trade Repositories (3) Apply Trade Repositories filter
- Board of Supervisors (2) Apply Board of Supervisors filter
- Corporate Finance (2) Apply Corporate Finance filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Trading (2) Apply Trading filter
- Transparency (2) Apply Transparency filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Compliance table filter Compliance table
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Advice filter Technical Advice
- Reference (168) Apply Reference filter
- Letter (100) Apply Letter filter
- Annual Report (81) Apply Annual Report filter
- Guidelines & Recommendations (81) Apply Guidelines & Recommendations filter
- Press Release (77) Apply Press Release filter
- Statement (59) Apply Statement filter
- Consultation Paper (40) Apply Consultation Paper filter
- Speech (34) Apply Speech filter
- Final Report (31) Apply Final Report filter
- Investor Warning (28) Apply Investor Warning filter
- Report (26) Apply Report filter
- Decision (9) Apply Decision filter
- SMSG Advice (3) Apply SMSG Advice filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Corporate Information X IAS Regulation X MiFID II: Transparency Calculations and DVC X Benchmarks X MiFID - Investor Protection X Q&A X Technical Advice X Opinion X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 20/07/2022 | ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 322.1 KB |
||||
| 31/05/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 141.13 KB |
||||
| 07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |
||||
| 29/10/2021 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.3 KB |
||||
| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 100.87 KB |
||||
| 01/02/2022 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.56 KB |
||||
| 01/10/2021 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 163.99 KB |
||||
| 01/02/2022 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.78 KB |
||||
| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
||||
| 28/07/2020 | ESMA22-105-1208 | ESMA Opinion on 2018 Discharge Report of EP | Corporate Information | Opinion | PDF 92.69 KB |
||||
| 27/05/2021 | ESMA22-105-1363 | ESMA OPINION ON 2019 DISCHARGE REPORT OF EP | Board of Supervisors, Corporate Information | Opinion | PDF 87.37 KB |
||||
| 25/07/2022 | ESMA24-436-1333 | ESMA Opinion on 2020 Discharge Report | Board of Supervisors, Corporate Information | Opinion | PDF 103.55 KB |
||||
| 08/06/2021 | ESMA35-43-2524 | ESMA Opinion on the product intervention measures relating to turbos proposed by the Dutch AFM | MiFID - Investor Protection | Opinion | PDF 267.28 KB |
||||
| 17/06/2019 | ESMA-35-43-1970 | ESMA opinion under Article 42(3) MiFIR (IT_BO) | MiFID - Investor Protection | Opinion | PDF 98.33 KB |
||||
| 17/06/2019 | ESMA-35-43-1971 | ESMA opinion under Article 42(3) MiFIR (IT_CFD) | MiFID - Investor Protection | Opinion | PDF 98.47 KB |
||||
| 17/07/2019 | ESMA35-43-1983 | ESMA opinion under Article 43(2) MiFID (CZ_CFD) | MiFID - Investor Protection | Opinion | PDF 100.16 KB |
||||
| 02/04/2019 | ESMA-35-43-1776 | ESMA opinion under Article 43(2) MiFIR (AFM_BO) | MiFID - Investor Protection | Opinion | PDF 97.69 KB |