ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Corporate Finance filter Corporate Finance
- CESR Archive (296) Apply CESR Archive filter
- Post Trading (44) Apply Post Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (34) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Credit Rating Agencies (24) Apply Credit Rating Agencies filter
- Joint Committee (24) Apply Joint Committee filter
- Corporate Disclosure (22) Apply Corporate Disclosure filter
- Supervisory convergence (19) Apply Supervisory convergence filter
- Market Abuse (16) Apply Market Abuse filter
- Fund Management (15) Apply Fund Management filter
- MiFID - Investor Protection (15) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (15) Apply MiFID - Secondary Markets filter
- Prospectus (15) Apply Prospectus filter
- IFRS Supervisory Convergence (14) Apply IFRS Supervisory Convergence filter
- Guidelines and Technical standards (8) Apply Guidelines and Technical standards filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Innovation and Products (4) Apply Innovation and Products filter
- Securitisation (4) Apply Securitisation filter
- European Single Electronic Format (3) Apply European Single Electronic Format filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- Short Selling (3) Apply Short Selling filter
- CCP Directorate (2) Apply CCP Directorate filter
- Management Board (2) Apply Management Board filter
- Sustainable finance (2) Apply Sustainable finance filter
- Trade Repositories (2) Apply Trade Repositories filter
- Trading (2) Apply Trading filter
- Audit (1) Apply Audit filter
- Corporate Governance (1) Apply Corporate Governance filter
- COVID-19 (1) Apply COVID-19 filter
- IAS Regulation (1) Apply IAS Regulation filter
- Press Releases (1) Apply Press Releases filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove Final Report filter Final Report
- Reference (115) Apply Reference filter
- Press Release (37) Apply Press Release filter
- Opinion (32) Apply Opinion filter
- Statement (28) Apply Statement filter
- Speech (21) Apply Speech filter
- Report (17) Apply Report filter
- Consultation Paper (16) Apply Consultation Paper filter
- Letter (14) Apply Letter filter
- Decision (12) Apply Decision filter
- Q&A (5) Apply Q&A filter
- Guidelines & Recommendations (4) Apply Guidelines & Recommendations filter
- Compliance table (3) Apply Compliance table filter
- Investor Warning (1) Apply Investor Warning filter
- SMSG Advice (1) Apply SMSG Advice filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
- Technical Advice (1) Apply Technical Advice filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
29/10/2020 | ESMA70-156-3581 | Final Report on SME GMs RTS-ITS under MAR | Market Abuse, Market Integrity | Final Report | PDF 691.32 KB |
||||
24/09/2020 | ESMA70-156-2391 | Final Report- MAR Review | Market Abuse, Market Integrity | Final Report | PDF 1.94 MB |
||||
23/09/2020 | ESMA70-155-10272 | Final Report on Cum Ex and other multiple withholding tax reclaim schemes | Market Abuse, Market Integrity, Trading | Final Report | PDF 906.57 KB |
||||
15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
||||
15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
||||
09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
20/12/2018 | ESMA70-145-1008 | Final report on Guidelines on non-significant benchmarks | Benchmarks | Final Report | PDF 673.72 KB |
||||
15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
15/10/2018 | ESMA31-62-1114 | 2017 Report on EEA prospectus activity | Corporate Finance | Final Report | PDF 385.45 KB |
||||
19/06/2018 | ESMA20-95-916 | Annual Report 2017 | Board of Supervisors, Corporate Information, Planning reporting budget | Annual Report | PDF 10.77 MB |
||||
06/02/2018 | ESMA70-145-398 | Final report on draft ITS on forms and procedures for cooperation under Article 24 and 25 MAR | Market Integrity | Final Report | PDF 940.38 KB |
||||
14/06/2017 | ESMA20-95-590 | Annual Report 2016 | Board of Supervisors, Corporate Information, Planning reporting budget | Annual Report | PDF 2.94 MB |
Corrigendum - date on the letter of assurance from the Executive Director on p81 had inadvertently been dated 14 June 2017, when the letter was signed on 2 June 2017. The date has been amended accordingly |
|||
02/06/2017 | ESMA70-145-81 | Final report on draft RTS on cooperation with third countries under BMR | Benchmarks | Final Report | PDF 203.07 KB |
||||
01/06/2017 | ESMA7--145-100 | Final report on MAR ITS on cooperation between competent authorities | Market Abuse, Market Integrity | Final Report | PDF 926.19 KB |
||||
10/11/2016 | 2016-1560 | Final Report on Technical Advice under the Benchmarks Regulation | Benchmarks | Final Report | PDF 943.42 KB |
||||
30/09/2016 | 2016/1412 | Final Report on MAR Guidelines on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Final Report | PDF 566.52 KB |
Article 7(5) of MAR provides that the European Securities and Markets Authority (ESMA) shall issue guidelines to establish a non-exhaustive indicative list of information which is reasonably expected or is required to be disclosed in accordance with legal or regulatory provisions in Union or national law, market rules, contract, practice or custom, on the relevant commodity derivatives markets or spot markets as referred to in Article 7(1)(b) of MAR. This final report follows the Consultation Paper (CP) issued on March 2016. Contents Section 2 contains information on the background and mandate, while Section 3 sets out ESMA’s feedback to the CP responses in relation to the scope of the guidelines, the financial instruments and products covered by the examples of information relating directly and indirectly to commodity derivatives and information directly relating to a spot market contract. It also indicates whether and where ESMA has changed the guidelines following the consultation. Annex I lists questions raised in the CP. Annex 2 provides the legislative mandate on the basis of which ESMA is issuing these guidelines. Annex 3 sets out ESMA’s view on the costs and benefits associated with these guidelines. Annex 4 contains the text of the guidelines. Next steps The guidelines in Annex 4 will be translated into the official languages of the European Union and published on the ESMA’s website. Within 2 months of the issuance of the translations, each national competent authority will have to confirm whether it complies or intends to comply with those guidelines. In the event that a national competent authority does not comply or does not intend to comply, it will have to inform ESMA, stating its reasons. ESMA will publish the fact that a national competent authority does not comply or does not intend to comply with those guidelines.
|
|||
26/07/2016 | 2016/1171 | Final Report Draft Implementing Technical Standards on sanctions and measures under MAR | Market Abuse, Market Integrity | Final Report | PDF 929.78 KB |
||||
15/06/2016 | 2016/960 | ESMA Annual Report 2015 | Corporate Information, Planning reporting budget | Annual Report | PDF 2.76 MB |
BG - Преводът е предоставен от Центъра за преводи за органите на Европейския съюз. CS - Tento překlad vypracovalo Překladatelské středisko pro instituce Evropské unie. DA - Denne oversættelse er udarbejdet af Oversættelsescentret for Den Europæiske Unions Organer. DE - Die Übersetzung erfolgte durch das Übersetzungszentrum für die Einrichtungen der Europäischen Union. EL - Η παρούσα μετάφραση έγινε από το Μεταφραστικό Κέντρο των Οργάνων της Ευρωπαϊκής Ένωσης. ES - Texto traducido por el Centro de Traducción de los Órganos de la Unión Europea. ET - Selle tõlke tegi Euroopa Liidu Asutuste Tõlkekeskus. FI - Euroopan unionin elinten käännöskeskus on tehnyt tämän käännöksen. FR - La présente traduction a été fournie par le Centre de traduction des organes de l’Union européenne. HR - Za prijevod se pobrinuo Prevoditeljski centar za tijela Europske unije. HU - Ezt a fordítást az Európai Unió. IT - La presente traduzione è stata fornita dal Centro di traduzione degli organismi dell’Unione europea. LT - Šį tekstą išvertė Europos Sąjungos įstaigų vertimo centras. LV - Šo tulkojumu ir nodrošinājis Eiropas Savienības iestāžu Tulkošanas centrs. NL - Deze vertaling is verzorgd door het Vertaalbureau voor de organen van de Europese Unie. PL - Tłumaczenie wykonane przez Centrum Tłumaczeń dla Organów Unii Europejskiej. PT - Esta tradução foi fornecida pelo Centro de Tradução dos Organismos da União Europeia. RO - Această traducere a fost asigurată de Centrul de Traduceri pentru Organismele Uniunii Europene. SK - Preklad vyhotovilo Prekladateľské stredisko pre orgány Európskej únie. SL - Prevod je zagotovil Prevajalski center za organe Evropske unije. SV - Den här översättningen har utförts av Översättningscentrum för Europeiska unionens organ. |
bgcsdadeelesetfifrhrhuitltlvnlplptroskslsv | ||
18/12/2015 | 2015/1887 | Follow-up report on the development of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis | Corporate Finance, Corporate Governance | Final Report | PDF 645.64 KB |
||||
02/07/2015 | 2015/MB/39 | ESMA's Report on Budgetary and Financial Management | Corporate Information | Annual Report | PDF 406.99 KB |