ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
8
REFINE YOUR SEARCH
Sections
- (-) Remove Prospectus filter Prospectus
- (-) Remove Transparency filter Transparency
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Corporate Information filter Corporate Information
- Warnings and publications for investors (92) Apply Warnings and publications for investors filter
- Guidelines and Technical standards (40) Apply Guidelines and Technical standards filter
- MiFID - Investor Protection (38) Apply MiFID - Investor Protection filter
- Fund Management (17) Apply Fund Management filter
- Post Trading (15) Apply Post Trading filter
- MiFID - Secondary Markets (13) Apply MiFID - Secondary Markets filter
- Joint Committee (7) Apply Joint Committee filter
- Corporate Disclosure (5) Apply Corporate Disclosure filter
- Credit Rating Agencies (5) Apply Credit Rating Agencies filter
- Market Abuse (4) Apply Market Abuse filter
- Innovation and Products (2) Apply Innovation and Products filter
- Market Integrity (2) Apply Market Integrity filter
- Short Selling (2) Apply Short Selling filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove Investor Warning filter Investor Warning
- Final Report (310) Apply Final Report filter
- Press Release (305) Apply Press Release filter
- Reference (231) Apply Reference filter
- Consultation Paper (214) Apply Consultation Paper filter
- Letter (114) Apply Letter filter
- CESR Document (112) Apply CESR Document filter
- Annual Report (95) Apply Annual Report filter
- Speech (51) Apply Speech filter
- Statement (49) Apply Statement filter
- Report (22) Apply Report filter
- Q&A (13) Apply Q&A filter
- Guidelines & Recommendations (8) Apply Guidelines & Recommendations filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Opinion (7) Apply Opinion filter
- Decision (6) Apply Decision filter
- Technical Advice (4) Apply Technical Advice filter
- SMSG Advice (1) Apply SMSG Advice filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
Corporate Information X Securities Financing Transactions X Prospectus X CESR Archive X Transparency X Corporate Governance X Benchmarks X Compliance table X Technical Standards X Investor Warning X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
04/02/2022 | ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | PDF 135.55 KB |
||||
08/07/2021 | ESMA32-382-1157 | Compliance table on disclosure requirements under the Prospectus Regulation | Prospectus | Compliance table | PDF 124.29 KB |
||||
01/07/2021 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Compliance table | PDF 131.48 KB |
||||
11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
03/08/2016 | 2016/300 | Warning- Unauthorised use of ESMA’s identity and logo | Corporate Information | Investor Warning | PDF 206.91 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
25/09/2015 | 2015/1460 | ESMA Final Report on DRAFT RTS on EEAP | Transparency | Technical Standards | PDF 1.62 MB |
||||
29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. |