ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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12/07/2022 | ESMA74-362-2566 | Third updated LEI statement SFTR | Market data, Post Trading, Securities Financing Transactions | Statement | PDF 130.43 KB |
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08/07/2022 | ESMA32-384-5422 | Public Statement_ Prospectus supervision in the context of EU sanctions connected to RU’s invasion of UA | Prospectus | Statement | PDF 241.41 KB |
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23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
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16/05/2022 | ESMA34-45-1633 | Public statement on actions to manage the impact of the Russian invasion of Ukraine on investment fund portfolios | Fund Management | Statement | PDF 125.27 KB |
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13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
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10/05/2022 | JC 2022 10 | Joint ESA Supervisory Statement on expectations regarding the ‘What is this product?’ section of the PRIIPS KID | Fund Management, Joint Committee | Statement | PDF 889.98 KB |
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20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
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14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |
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04/02/2022 | ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | PDF 135.55 KB |
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30/11/2021 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 111.92 KB |
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30/11/2021 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 153.05 KB |
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19/11/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 145.22 KB |
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26/10/2021 | ESMA34-49-373 | Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 | Fund Management, Guidelines and Technical standards | Compliance table | PDF 220.66 KB |
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15/07/2021 | ESMA32-384-5209 | ESMA Public Statement SPACs | MiFID - Investor Protection, Prospectus | Statement | PDF 151.59 KB |
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08/07/2021 | ESMA32-382-1157 | Compliance table on disclosure requirements under the Prospectus Regulation | Prospectus | Compliance table | PDF 124.29 KB |
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01/07/2021 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Compliance table | PDF 131.48 KB |
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21/05/2021 | ESMA71-99-1677 | ESMA appoints Derville Rowland to chair the Investment Management Standing Committee | Board of Supervisors, Corporate Information, Fund Management | Statement | PDF 79 KB |
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13/04/2021 | ESMA74-362-1934 | Updated LEI statement SFTR | Market data, Post Trading, Securities Financing Transactions | Statement | PDF 128.32 KB |
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24/03/2021 | ESMA34-43-880 | ESMA presents the results of the 2020 Common Supervisory Action (CSA) on UCITS liquidity risk management | Fund Management | Statement | PDF 153.02 KB |
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28/01/2021 | ESMA71-99-1544 | ESMA appoints new IPISC and CNS Chairs | Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance | Statement | PDF 87.3 KB |