ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
25/03/2022 ESMA74-362-2351 Final report- Guidelines on transfer of data between Trade Repositories under EMIR and SFTR Market data, Securities Financing Transactions, Trade Repositories Final Report PDF
714.09 KB
12/07/2021 ESMA74-362-1978 Final report Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR Market data, Post Trading, Securities Financing Transactions, Trade Repositories Final Report PDF
278.42 KB
25/05/2021 ESMA74-362-1986 Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories Market data, Post Trading, Securities Financing Transactions Final Report PDF
629.81 KB
15/04/2021 ESMA80-193-1713 EMIR and SFTR data quality report 2020 Market data, Press Releases, Securities Financing Transactions, Supervisory convergence Final Report PDF
791.94 KB
29/03/2021 ESMA70-151-2838 Guidelines on Reporting Under SFTR Securities Financing Transactions Final Report PDF
3.21 MB		 bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
15/07/2020 ESMA31-62-1426 ESMA Guidelines on disclosure requirements under the Prospectus Regulation Prospectus Final Report PDF
1.41 MB
04/02/2020 ESMA32-67-613 Report on amendments to ESMA Guidelines on enforcement of financial information Transparency Final Report PDF
272.06 KB
06/01/2020 ESMA70-151-2703 Final Report- Guidelines on Reporting Under SFTR Securities Financing Transactions Final Report PDF
1.38 MB
29/03/2019 ESMA31-62-1207 Final Report on technical advice under prospectus exemption Prospectus Final Report PDF
862.94 KB
29/03/2019 ESMA31-62-1217 Final Report on ESMA Guidelines on Risk Factors under the Prospectus Regulation Prospectus Final Report PDF
415.91 KB
03/04/2018 ESMA31-62-800 Technical advice under the Prospectus Regulation Prospectus Final Report PDF
4.7 MB
30/06/2016 2016/1055 Peer Review Report on Prospectus Approval Process Prospectus, Supervisory convergence Final Report PDF
1.23 MB
18/12/2015 2015/1887 Follow-up report on the development of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis Corporate Finance, Corporate Governance Final Report PDF
645.64 KB
25/09/2015 2015/1460 ESMA Final Report on DRAFT RTS on EEAP Transparency Technical Standards PDF
1.62 MB
23/07/2015 2015/1136 EEA prospectus activity in 2014 Prospectus, Corporate Disclosure Final Report PDF
578.07 KB
23/10/2014 2014/1277 ESMA Data on Prospectuses Approved and Passported – January 2014 to June 2014 Prospectus, Corporate Disclosure Final Report PDF
211.96 KB		 The report compiles statistical data regarding the number of prospectuses approved and passported by National Competent Authorities in the period from January 2014 to June 2014 (with a quarterly disclosure).
23/10/2014 2014/1276 ESMA Data on Prospectuses Approved and Passported – January 2013 to December 2013 Prospectus, Corporate Disclosure Final Report PDF
285.12 KB		 The report compiles statistical data regarding the number of prospectuses approved and passported by National Competent Authorities in the period from January 2013 to December 2013 (with a quarterly disclosure).
29/09/2014 2014/1187 Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive Corporate Disclosure, Transparency Technical Standards PDF
810.07 KB		 The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings.
23/09/2014 2014/1164 Annex Annex to the Statement by Steven Maijoor, Chair of ESMA to the ECON hearing, 23 September 2014 Corporate Information Final Report PDF
503.01 KB
01/04/2014 2014/342 Languages accepted for the purpose of the scrutiny of the Prospectus and requirements of translation of the Summary- March 2014 Prospectus, Corporate Disclosure Final Report PDF
194.98 KB		 The document provides an overview of the languages that each national competent authority accepts when acting as home or host competent authority, as the case may be, for the purpose of the scrutiny of the prospectus. In addition the document outlines national requirements in relation to translation of summaries.

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