ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/03/2019 ESMA31-62-1207 Final Report on technical advice under prospectus exemption , Final Report PDF
862.94 KB
29/03/2019 ESMA31-62-1217 Final Report on ESMA Guidelines on Risk Factors under the Prospectus Regulation Final Report PDF
415.91 KB
29/03/2019 ESMA70-145-111 Q&A on the Market Abuse Regulation , Q&A PDF
393.72 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.

22/03/2019 ESMA41-140-79 Technical standards , Reference XLSX
108.2 KB
22/03/2019 esma32-334-93 Presentation on users needs in relation to corporate finance Reference PDF
197.42 KB
19/02/2019 ESMA20-92-117 ESMA Staff Stakeholder contacts in the Fourth Quarter 2018 Reference PDF
304.97 KB
18/02/2019 ESMA40-134-347 Conflict of interests and ethics policy- ESMA staff , Reference PDF
6.95 MB
13/02/2019 ESMA70-145-1020 List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons Reference PDF
397.3 KB
08/02/2019 esma31-62-1193 List of prospectus thresholds , , Reference PDF
219.05 KB
04/02/2019 ESMA70-145-67 Compliance table regarding MAR guidelines on delay in the disclosure of inside information , Compliance table PDF
284.61 KB
04/02/2019 ESMA70-145-66 Compliance table regarding MAR guidelines for persons receiving market soundings , Compliance table PDF
403.48 KB
04/02/2019 ESMA70-145-153 Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives , , Compliance table PDF
267.86 KB
31/01/2019 ESMA31-67-127 Question and answers on Transparency Directive (TD) , , , , Q&A PDF
354.2 KB
31/01/2019 ESMA31-62-780 Q&A on Prospectus Related Topics , , , , , , Q&A PDF
950.25 KB
23/01/2019 ESMA42-646012687-331 ESMA Guidelines , Reference PDF
760.22 KB
16/01/2019 ESMA70-145-1184 Report Application Accepted Market Practices , Report PDF
1.68 MB
15/11/2018 ESMA70-145-1081 Annual report on administrative and criminal sanctions and other administrative measures under MAR , Annual Report PDF
158.47 KB
31/10/2018 ESMA20-92-103 ESMA Staff Stakeholder contacts in the Third Quarter 2018 Reference PDF
428.49 KB
15/10/2018 ESMA31-62-1114 2017 Report on EEA prospectus activity Final Report PDF
385.45 KB
08/10/2018 ESMA22-105-587 Annex to the Statement for ECON Hearing on 8 October 2018 Statement PDF
841.11 KB

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