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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
30/09/2021 ESMA70-1861941480-52 Q&A on EMIR implementation , Q&A PDF
1.45 MB
30/09/2021 ESMA74-362-893 QAs on SFTR data reporting , , Q&A PDF
356.79 KB
23/09/2021 ESMA41-356-233 Decision- UnaVista Limited Decision PDF
996.23 KB
06/08/2021 ESMA70-145-111 Q&A on the Market Abuse Regulation , Q&A PDF
475.69 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.

29/07/2021 ESMA33-5-87 Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA Q&A PDF
409.83 KB
12/07/2021 ESMA41-356-187 Decision- DTCC Derivatives Repository , Decision PDF
1.13 MB
03/05/2021 BoA D 2021 03 Board of Appeal of the ESAs- decision on City Insurance SA vs EIOPA Decision PDF
305.13 KB
30/03/2021 ESMA41-356-168 Public Notices Moodys UK DE ES FR IT , Decision PDF
277.29 KB
30/03/2021 ESMA41-356-132 Decision 5-2021 Moody's Spain , Decision PDF
332.83 KB
30/03/2021 ESMA41-356-131 Decision 4-2021 Moody's Italy , Decision PDF
350.91 KB
30/03/2021 ESMA41-356-130 Decision 3-2021 Moody's Germany , Decision PDF
333.78 KB
30/03/2021 ESMA41-356-129 Decision 2-2021 Moody's France , Decision PDF
352.97 KB
30/03/2021 ESMA41-356-114 Decision 1-2021 Moody's UK , Decision PDF
728.73 KB
29/03/2021 Decision BoA D 2021 02 Board of Appeal of the ESAs- decision on "A" vs ESMA Decision PDF
283 KB
15/01/2021 BoA D 2021 01 Board of Appeal of the ESAs- Decision on Howeverton vs EBA Decision PDF
540.91 KB
11/01/2021 BoA D 2020 03 ESAs BoA Decision on Scope Ratings v ESMA Decision PDF
437.6 KB
04/11/2020 BoA D 2020 02 Board of Appeal of the ESAs- Decision on Howerton vs EIOPA Decision PDF
85.83 KB
12/10/2020 BoA D 2020 01 Board of Appeal of the ESAs- Decision on Howerton vs ESMA Decision PDF
616.54 KB
29/09/2020 ESMA-22-328-402 Decision on Conflict of Interest Policy for Non-Staff Decision PDF
147.09 KB
24/06/2020 ESMA64-87-193 Management Board decision- Implementing rules on the middle management staff , Decision PDF
210.2 KB

Pages