ESMA LIBRARY
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Corporate Information X Guidelines and Technical standards X Risk Analysis & Economics - Markets Infrastructure Investors X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/06/2021 | ESMA50-165-1761 | ESMA Risk Dashboard No. 1 2021 | Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 819.04 KB |
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| 01/06/2021 | Organisation Chart | ESMA Organigramme | Corporate Information | Reference | PDF 96.79 KB |
This organigramme represents the current structure of ESMA. |
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| 27/05/2021 | ESMA22-105-1363 | ESMA OPINION ON 2019 DISCHARGE REPORT OF EP | Board of Supervisors, Corporate Information | Opinion | PDF 87.37 KB |
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| 21/05/2021 | ESMA20-92-181 | ESMA Staff Stakeholder contacts in the First Quarter 2021 | Corporate Information | Reference | PDF 163.64 KB |
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| 21/05/2021 | ESMA71-99-1677 | ESMA appoints Derville Rowland to chair the Investment Management Standing Committee | Board of Supervisors, Corporate Information, Fund Management | Statement | PDF 79 KB |
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| 20/05/2021 | ESMA71-99-1672 | ESMA appoints Natasha Cazenave as Executive Director | Board of Supervisors, Corporate Information | Press Release | PDF 80.81 KB |
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has appointed Natasha Cazenave as its new Executive Director. Ms. Cazenave will take up her position on 1 June 2021. |
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| 14/04/2021 | ESMA71-99-1637 | Retail clients continue to lose out due to high investment products costs | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 105.12 KB |
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| 08/04/2021 | ESMA50-165-1734 | EU Alternative Investment Funds- 2021 Statistical Report | Fund Management, Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.77 MB |
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| 06/04/2021 | ESMA35-36-1952 | Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 258.09 KB |
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| 31/03/2021 | JC 2021 27 | JOINT ESA REPORT ON RISKS AND VULNERABILITIES IN THE EU FINANCIAL SYSTEM No 1 2021 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 641.71 KB |
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| 29/03/2021 | ESMA ED Calendar | 2021 calendar of the Executive Director of ESMA | Corporate Information | Reference | PDF 96.39 KB |
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| 17/03/2021 | ESMA71-99-1579 | ESMA sees high risk for investors in non-regulated crypto assets | Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 98.02 KB |
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| 17/03/2021 | esma50-165-1495 | ESMA report on trends, risks and vulnerabilities no.1 2021- statistical annex | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.9 MB |
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| 17/03/2021 | ESMA50-165-1524 | ESMA report on trends, risks and vulnerabilities no.1 2021 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 3.83 MB |
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| 12/03/2021 | ESMA71-99-1589 | ED Announcement PR | Board of Supervisors, Corporate Information, Management Board | Press Release | PDF 78.78 KB |
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| 12/03/2021 | ESMA20-92-172 | ESMA Staff Stakeholder contacts in the Fourth Quarter 2020 | Corporate Information | Reference | PDF 156.88 KB |
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| 12/03/2021 | ESMA33-9-320 | Guidelines On Disclosure Requirements Applicable to Credit Ratings | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 135.98 KB |
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| 10/03/2021 | ESMA33-9-371 | Guidelines on Internal Control for CRAs | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 297.77 KB |
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| 08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
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| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |