ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 31/07/2020 | ESMA ED Calendar | 2020 Calendar of the Executive Director of ESMA- Updated July 2020 | Corporate Information | Reference | PDF 121.76 KB |
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| 31/07/2020 | Market makers - XLS | Market makers and authorised primary dealers who are using the exemption under the SSR- XLS | Short Selling | Reference | XLSX 44.08 KB |
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| 31/07/2020 | Market makers - pdf | Market makers and authorised primary dealers who are using the exemption under the SSR- PDF | Short Selling | Reference | PDF 637.95 KB |
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| 28/07/2020 | ESMA22-105-1208 | ESMA Opinion on 2018 Discharge Report of EP | Corporate Information | Opinion | PDF 92.69 KB |
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| 16/07/2020 | ESMA34-39-897 | Guidelines on liquidity stress testing in UCITS and AIFs | Guidelines and Technical standards | Guidelines & Recommendations | PDF 298.91 KB |
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| 15/07/2020 | ESMA70-155-10189 | ESMA decision renewal of 10 June 2020 to lower the reporting thresholds of net short positions under Art.28 of the SSR | Short Selling | Decision | PDF 357.77 KB |
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| 15/07/2020 | ESMA42-111-4128 | PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION- Country report DE | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 285.02 KB |
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| 15/07/2020 | ESMA71-99-1364 | ESMA Statement on Assessment of German Financial Reporting Regime | Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence | Statement | PDF 88.5 KB |
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| 06/07/2020 | ESMA Chair calendar | 2020 Calendar of the Chair of ESMA | Corporate Information | Reference | PDF 131.62 KB |
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| 30/06/2020 | ESMA42-646012687-331 | ESMA Guidelines | Corporate Information, Guidelines and Technical standards | Reference | XLSX 65.61 KB |
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| 29/06/2020 | ESMA42-110-1132 | Confirmation of compliance with guidelines | Guidelines and Technical standards | Guidelines & Recommendations | PDF 120.18 KB |
This document is a template destined to be used by national competent authorities to report their compliance with ESMA guidelines. |
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| 22/06/2020 | ESMA34-49-173 | Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation | Guidelines and Technical standards | Guidelines & Recommendations | PDF 654.61 KB |
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| 15/06/2020 | ESMA71-99-1348 | ESMA publishes 2019 Annual Report and updates 2020 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget, Press Releases | Press Release | PDF 116.17 KB |
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| 15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
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| 15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
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| 11/06/2020 | ESMA71-99-1342 | Decision Short Selling Reporting Renewal Statement | COVID-19, Market Integrity, Press Releases, Short Selling | Press Release | PDF 83.55 KB |
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| 11/06/2020 | ESMA70-155-10189 | ESMA Decision- renewal Article 28 SSR reporting threshold | COVID-19, Market Integrity, Short Selling | Decision | PDF 333.33 KB |
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| 08/06/2020 | ESMA42-110-812 | Notifications of Compliance with Guidelines – Overview Table | Guidelines and Technical standards | Reference | XLSX 75.46 KB |
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| 05/06/2020 | ESMA35-36-1946 | Final Report Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 395.33 KB |
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| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.96 KB |