ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 393.72 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 28/03/2019 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection | Q&A | PDF 1.14 MB |
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| 27/03/2019 | ESMA35-43-1862 | BO Renewal Decision 3 Notice | MiFID - Investor Protection | Reference | PDF 83.42 KB |
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| 27/03/2019 | ESMA71-99-1130 | ESMA renews CFD measures from 1 May 2019 | MiFID - Investor Protection, Press Releases | Press Release | PDF 103.57 KB |
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| 22/03/2019 | ESMA41-140-79 | Technical standards | Corporate Information, Guidelines and Technical standards | Reference | XLSX 108.2 KB |
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| 22/03/2019 | esma35-36-1590 | Presentation on CPs MIFID-UCITS-AIFMD | Fund Management, MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 187.17 KB |
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| 19/02/2019 | ESMA20-92-117 | ESMA Staff Stakeholder contacts in the Fourth Quarter 2018 | Corporate Information | Reference | PDF 304.97 KB |
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| 18/02/2019 | ESMA71-99-1057 | ESMA to renew prohibition on binary options for a further three months | MiFID - Investor Protection | Press Release | PDF 129.84 KB |
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| 18/02/2019 | ESMA40-134-347 | Conflict of interests and ethics policy- ESMA staff | Careers, Corporate Information | Reference | PDF 6.95 MB |
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| 14/02/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 172.08 KB |
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| 11/02/2019 | ESMA35-43-1493 | MiFID II supervisory briefing on the use of third-country branches by EU firms | Brexit, MiFID - Investor Protection, Supervisory convergence | Reference | PDF 469.29 KB |
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| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 267.86 KB |
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| 31/01/2019 | ESMA35-43-1562 | CFD Renewal Decision (2) Notice | MiFID - Investor Protection | Decision | PDF 103.92 KB |
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| 31/01/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 950.25 KB |
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| 23/01/2019 | ESMA42-646012687-331 | ESMA Guidelines | Corporate Information, Guidelines and Technical standards | Reference | PDF 760.22 KB |
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| 16/01/2019 | ESMA70-145-1184 | Report Application Accepted Market Practices | Market Abuse, Market Integrity | Report | PDF 1.68 MB |
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| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
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| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
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| 21/12/2018 | ESMA35-43-1533 | ESMA35-43-1533 Binary Options Renewal Decision Notice | MiFID - Investor Protection | Decision | PDF 83.04 KB |
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| 19/12/2018 | ESMA71-99-1078 | ESMA renews CFD measures from February 1 | MiFID - Investor Protection, Press Releases | Press Release | PDF 172.74 KB |