ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
477
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Market Abuse filter Market Abuse
- CESR Archive (1055) Apply CESR Archive filter
- Guidelines and Technical standards (576) Apply Guidelines and Technical standards filter
- Corporate Disclosure (283) Apply Corporate Disclosure filter
- Fund Management (270) Apply Fund Management filter
- Post Trading (270) Apply Post Trading filter
- Press Releases (257) Apply Press Releases filter
- MiFID - Secondary Markets (227) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (204) Apply Credit Rating Agencies filter
- Joint Committee (189) Apply Joint Committee filter
- Securities and Markets Stakeholder Group (152) Apply Securities and Markets Stakeholder Group filter
- Warnings and publications for investors (141) Apply Warnings and publications for investors filter
- Speeches (124) Apply Speeches filter
- Board of Supervisors (117) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (103) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- IFRS Supervisory Convergence (96) Apply IFRS Supervisory Convergence filter
- Management Board (87) Apply Management Board filter
- Short Selling (74) Apply Short Selling filter
- Supervisory convergence (66) Apply Supervisory convergence filter
- Procurement (65) Apply Procurement filter
- IAS Regulation (64) Apply IAS Regulation filter
- Market Integrity (59) Apply Market Integrity filter
- Prospectus (58) Apply Prospectus filter
- Innovation and Products (55) Apply Innovation and Products filter
- Securitisation (41) Apply Securitisation filter
- International cooperation (40) Apply International cooperation filter
- Planning reporting budget (38) Apply Planning reporting budget filter
- Benchmarks (28) Apply Benchmarks filter
- Brexit (27) Apply Brexit filter
- Transparency (27) Apply Transparency filter
- Corporate Finance (23) Apply Corporate Finance filter
- European Single Electronic Format (19) Apply European Single Electronic Format filter
- Audit (18) Apply Audit filter
- Corporate Governance (18) Apply Corporate Governance filter
- Board of Appeal (16) Apply Board of Appeal filter
- Trade Repositories (14) Apply Trade Repositories filter
- Careers (12) Apply Careers filter
- Securities Financing Transactions (8) Apply Securities Financing Transactions filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- ITMG (3) Apply ITMG filter
- Sustainable finance (1) Apply Sustainable finance filter
- Vacancies (1) Apply Vacancies filter
Type of document
- Reference (100) Apply Reference filter
- Guidelines & Recommendations (81) Apply Guidelines & Recommendations filter
- Annual Report (77) Apply Annual Report filter
- Press Release (45) Apply Press Release filter
- Investor Warning (27) Apply Investor Warning filter
- Consultation Paper (26) Apply Consultation Paper filter
- Final Report (21) Apply Final Report filter
- Statement (19) Apply Statement filter
- Speech (17) Apply Speech filter
- Letter (15) Apply Letter filter
- Compliance table (12) Apply Compliance table filter
- Decision (10) Apply Decision filter
- Q&A (8) Apply Q&A filter
- Opinion (7) Apply Opinion filter
- Report (7) Apply Report filter
- Technical Advice (2) Apply Technical Advice filter
- Technical Standards (2) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 393.72 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 28/03/2019 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection | Q&A | PDF 1.14 MB |
||||
| 27/03/2019 | ESMA35-43-1862 | BO Renewal Decision 3 Notice | MiFID - Investor Protection | Reference | PDF 83.42 KB |
bgendadeelenenhrhuitenlvmtplroslsvnlptfiskes | |||
| 27/03/2019 | ESMA71-99-1130 | ESMA renews CFD measures from 1 May 2019 | MiFID - Investor Protection, Press Releases | Press Release | PDF 103.57 KB |
||||
| 22/03/2019 | ESMA41-140-79 | Technical standards | Corporate Information, Guidelines and Technical standards | Reference | XLSX 108.2 KB |
||||
| 22/03/2019 | esma35-36-1590 | Presentation on CPs MIFID-UCITS-AIFMD | Fund Management, MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 187.17 KB |
||||
| 19/02/2019 | ESMA20-92-117 | ESMA Staff Stakeholder contacts in the Fourth Quarter 2018 | Corporate Information | Reference | PDF 304.97 KB |
||||
| 18/02/2019 | ESMA71-99-1057 | ESMA to renew prohibition on binary options for a further three months | MiFID - Investor Protection | Press Release | PDF 129.84 KB |
||||
| 18/02/2019 | ESMA40-134-347 | Conflict of interests and ethics policy- ESMA staff | Careers, Corporate Information | Reference | PDF 6.95 MB |
||||
| 13/02/2019 | ESMA70-145-1020 | List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons | Market Abuse | Reference | PDF 397.3 KB |
||||
| 11/02/2019 | ESMA35-43-1493 | MiFID II supervisory briefing on the use of third-country branches by EU firms | Brexit, MiFID - Investor Protection, Supervisory convergence | Reference | PDF 469.29 KB |
||||
| 04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 284.61 KB |
||||
| 04/02/2019 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 403.48 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 267.86 KB |
||||
| 31/01/2019 | ESMA35-43-1562 | CFD Renewal Decision (2) Notice | MiFID - Investor Protection | Decision | PDF 103.92 KB |
encsdadeelesetfifrhrhuitltlvmtnlplplptroskslsv | |||
| 31/01/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 950.25 KB |
||||
| 23/01/2019 | ESMA42-646012687-331 | ESMA Guidelines | Corporate Information, Guidelines and Technical standards | Reference | PDF 760.22 KB |
||||
| 16/01/2019 | ESMA70-145-1184 | Report Application Accepted Market Practices | Market Abuse, Market Integrity | Report | PDF 1.68 MB |
||||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |