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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/03/2019 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection | Q&A | PDF 1.14 MB |
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| 27/03/2019 | ESMA35-43-1862 | BO Renewal Decision 3 Notice | MiFID - Investor Protection | Reference | PDF 83.42 KB |
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| 27/03/2019 | ESMA71-99-1130 | ESMA renews CFD measures from 1 May 2019 | MiFID - Investor Protection, Press Releases | Press Release | PDF 103.57 KB |
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| 22/03/2019 | ESMA41-140-79 | Technical standards | Corporate Information, Guidelines and Technical standards | Reference | XLSX 108.2 KB |
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| 22/03/2019 | esma35-36-1590 | Presentation on CPs MIFID-UCITS-AIFMD | Fund Management, MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 187.17 KB |
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| 19/02/2019 | ESMA20-92-117 | ESMA Staff Stakeholder contacts in the Fourth Quarter 2018 | Corporate Information | Reference | PDF 304.97 KB |
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| 18/02/2019 | ESMA71-99-1057 | ESMA to renew prohibition on binary options for a further three months | MiFID - Investor Protection | Press Release | PDF 129.84 KB |
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| 18/02/2019 | ESMA40-134-347 | Conflict of interests and ethics policy- ESMA staff | Careers, Corporate Information | Reference | PDF 6.95 MB |
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| 15/02/2019 | ESMA71-99-1115 | ESMA IOSCO Statement on EDPB Opinion | Corporate Governance, International cooperation | Press Release | PDF 83.19 KB |
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| 11/02/2019 | ESMA35-43-1493 | MiFID II supervisory briefing on the use of third-country branches by EU firms | Brexit, MiFID - Investor Protection, Supervisory convergence | Reference | PDF 469.29 KB |
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| 31/01/2019 | ESMA35-43-1562 | CFD Renewal Decision (2) Notice | MiFID - Investor Protection | Decision | PDF 103.92 KB |
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| 31/01/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 950.25 KB |
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| 23/01/2019 | ESMA42-646012687-331 | ESMA Guidelines | Corporate Information, Guidelines and Technical standards | Reference | PDF 760.22 KB |
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| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
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| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
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| 08/01/2019 | ESMA31-65-682 | Information on shareholder cooperation and acting in concert under the Takeover Bids Directive | Corporate Disclosure, Corporate Governance | Statement | PDF 544.69 KB |
The European Securities and Markets Authority (ESMA) has published an update to its statement on practices governed by the Takeover Bid Directive (TBD), focused on shareholder cooperation issues relating to acting in concert and the appointment of board members. The update concerns a change to the Croatian creep-in threshold and secondary threshold in Appendix B. The statement contains a White List of activities that shareholders can cooperate on without the presumption of acting in concert. It also contains information on how shareholders may cooperate in order to secure board member appointments by setting out factors that national authorities may take into account when considering whether shareholders are acting in concert.The statement is in response to a request by the European Commission for clarity on these issues, following its 2012 report on the application of the TBD. It is based on information collected about the TBD’s application and common practices across the European Economic Area (EEA). The statement was prepared by the Takeover Bids Network, a permanent working group, under ESMA’s auspices, that promotes the exchange of information on practices and application of the TBD across EEA. |
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| 21/12/2018 | ESMA35-43-1533 | ESMA35-43-1533 Binary Options Renewal Decision Notice | MiFID - Investor Protection | Decision | PDF 83.04 KB |
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| 19/12/2018 | ESMA71-99-1078 | ESMA renews CFD measures from February 1 | MiFID - Investor Protection, Press Releases | Press Release | PDF 172.74 KB |
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| 19/12/2018 | ESMA71-99-1085 | Press release- ESMA consults on measures to promote sustainability in EU capital markets | Credit Rating Agencies, Fund Management, MiFID - Investor Protection | Press Release | PDF 125.69 KB |
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| 19/12/2018 | ESMA35-43-1328 | Brexit Statement- information to clients | Brexit, MiFID - Investor Protection | Statement | PDF 212.95 KB |