ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
63
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- Warnings and publications for investors (134) Apply Warnings and publications for investors filter
- CESR Archive (92) Apply CESR Archive filter
- Post Trading (92) Apply Post Trading filter
- Corporate Information (85) Apply Corporate Information filter
- MiFID - Secondary Markets (83) Apply MiFID - Secondary Markets filter
- Board of Supervisors (66) Apply Board of Supervisors filter
- Corporate Disclosure (51) Apply Corporate Disclosure filter
- Fund Management (44) Apply Fund Management filter
- Credit Rating Agencies (43) Apply Credit Rating Agencies filter
- Management Board (42) Apply Management Board filter
- Securities and Markets Stakeholder Group (42) Apply Securities and Markets Stakeholder Group filter
- International cooperation (36) Apply International cooperation filter
- Planning reporting budget (35) Apply Planning reporting budget filter
- Risk Analysis & Economics - Markets Infrastructure Investors (33) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Joint Committee (32) Apply Joint Committee filter
- Securitisation (27) Apply Securitisation filter
- IFRS Supervisory Convergence (24) Apply IFRS Supervisory Convergence filter
- Innovation and Products (23) Apply Innovation and Products filter
- Market Integrity (23) Apply Market Integrity filter
- Brexit (17) Apply Brexit filter
- Market Abuse (15) Apply Market Abuse filter
- Press Releases (15) Apply Press Releases filter
- Procurement (13) Apply Procurement filter
- Supervisory convergence (13) Apply Supervisory convergence filter
- Careers (12) Apply Careers filter
- European Single Electronic Format (12) Apply European Single Electronic Format filter
- Short Selling (12) Apply Short Selling filter
- Benchmarks (10) Apply Benchmarks filter
- Guidelines and Technical standards (10) Apply Guidelines and Technical standards filter
- Prospectus (10) Apply Prospectus filter
- Transparency (10) Apply Transparency filter
- MiFID II: Transparency Calculations and DVC (9) Apply MiFID II: Transparency Calculations and DVC filter
- Corporate Finance (8) Apply Corporate Finance filter
- Trade Repositories (8) Apply Trade Repositories filter
- Corporate Governance (6) Apply Corporate Governance filter
- IAS Regulation (5) Apply IAS Regulation filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Speeches (5) Apply Speeches filter
- Board of Appeal (3) Apply Board of Appeal filter
- ITMG (3) Apply ITMG filter
- Audit (2) Apply Audit filter
- Sustainable finance (2) Apply Sustainable finance filter
- Trading (1) Apply Trading filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Investor Warning filter Investor Warning
- (-) Remove Statement filter Statement
- Guidelines & Recommendations (76) Apply Guidelines & Recommendations filter
- Opinion (53) Apply Opinion filter
- Press Release (29) Apply Press Release filter
- Consultation Paper (19) Apply Consultation Paper filter
- Final Report (11) Apply Final Report filter
- Compliance table (9) Apply Compliance table filter
- Speech (9) Apply Speech filter
- Letter (7) Apply Letter filter
- Report (5) Apply Report filter
- Q&A (4) Apply Q&A filter
- Decision (3) Apply Decision filter
- Annual Report (2) Apply Annual Report filter
- Technical Advice (1) Apply Technical Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/08/2019 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 368.66 KB |
||||
| 12/07/2019 | ESMA35-36-1743 | Statement Product Intervention | MiFID - Investor Protection | Statement | PDF 104.99 KB |
||||
| 04/06/2019 | ESMA35-30-658 | ESMA35-30-658 IPISC CWG CALL FOR INTEREST | MiFID - Investor Protection | Reference | PDF 162.62 KB |
||||
| 30/04/2019 | ESMA35-43-1912 | CFD Renewal 3- Notice | MiFID - Investor Protection | Reference | PDF 183.2 KB |
encsdadeelesetenfrhrhultmtnlitlvplenroskslsv | |||
| 04/04/2019 | ESMA35-36-1640 | MiFID II Supervisory Briefing on Appropriateness | MiFID - Investor Protection | Reference | PDF 326.68 KB |
||||
| 27/03/2019 | ESMA35-43-1862 | BO Renewal Decision 3 Notice | MiFID - Investor Protection | Reference | PDF 83.42 KB |
bgendadeelenenhrhuitenlvmtplroslsvnlptfiskes | |||
| 22/03/2019 | esma35-36-1590 | Presentation on CPs MIFID-UCITS-AIFMD | Fund Management, MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 187.17 KB |
||||
| 11/02/2019 | ESMA35-43-1493 | MiFID II supervisory briefing on the use of third-country branches by EU firms | Brexit, MiFID - Investor Protection, Supervisory convergence | Reference | PDF 469.29 KB |
||||
| 19/12/2018 | ESMA35-43-1328 | Brexit Statement- information to clients | Brexit, MiFID - Investor Protection | Statement | PDF 212.95 KB |
||||
| 13/11/2018 | ESMA35-43-1206 | MiFID II Supervisory Briefing on Suitability | MiFID - Investor Protection | Reference | PDF 557.16 KB |
||||
| 07/11/2018 | ESMA71-99-1058 | ESMA new SC chairs | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Statement | PDF 142.32 KB |
||||
| 01/10/2018 | ESMA35-43-1391 | Notice of ESMA’s Product Intervention Renewal Decision in relation to binary options | MiFID - Investor Protection | Reference | PDF 98.36 KB |
enenenenenenenenenenenenenenenenenenenenenen | |||
| 01/06/2018 | ESMA35-43-1135 | Notice of ESMA's Product Intervention Decisions on CFDs and binary options | MiFID - Investor Protection, Warnings and publications for investors | Reference | PDF 241.42 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 30/05/2018 | ESMA71-99-991 | Statement of the EBA and ESMA on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive | MiFID - Investor Protection, Warnings and publications for investors | Statement | PDF 926.71 KB |
||||
| 18/05/2018 | ESMA35-30-643 | IPISC Terms of Reference | MiFID - Investor Protection | Reference | PDF 152.35 KB |
||||
| 27/03/2018 | ESMA71-98-125 | FAQ ESMA's product intervention measures in relation to CFDs and binary options offered to retail investors | MiFID - Investor Protection | Reference | PDF 389.95 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 26/03/2018 | ESMA35-43-1000 | Additional information on the agreed product intervention measures relating to contracts for differences and binary options | MiFID - Investor Protection | Reference | PDF 202.01 KB |
||||
| 12/02/2018 | ESMA50-164-1284 | ESA warning on virtual currencies | Joint Committee, MiFID - Investor Protection | Investor Warning | PDF 563.64 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 15/12/2017 | ESMA71-99-910 | Statement on preparatory work of the European Securities and Markets Authority in relation to CFDs and binary options offered to retail clients | MiFID - Investor Protection, Warnings and publications for investors | Statement | PDF 209.47 KB |
||||
| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |