ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
31/07/2020 Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR- XLS Reference XLSX
44.08 KB
31/07/2020 Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR- PDF Reference PDF
637.95 KB
22/07/2020 ESMA70-156-2187 Public Statement BMR transitional period- pending applications Reference PDF
125.44 KB
15/07/2020 ESMA22-106-2415 SoC Management Board- 27 May 2020 Summary of Conclusions PDF
178.96 KB
15/07/2020 ESMA42-111-4128 PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION- Country report DE , , Report PDF
285.02 KB
13/07/2020 ESMA35-43-2427 Sanctions and measures imposed under MiFID II in 2019 Report PDF
563.38 KB
30/06/2020 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
64.73 KB
17/06/2020 ESMA63-46-710 Policy on the reimbursement for external persons , Reference PDF
265.73 KB
17/06/2020 ESMA63-46-716 Policy on the reimbursement of candidates and trainees , Reference PDF
237.6 KB
08/06/2020 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
75.46 KB
28/05/2020 ESMA22-106-2387 Summary of Conclusions Management Board meeting 5 May 2020 Summary of Conclusions PDF
108.67 KB
06/05/2020 ESMA41-140-79 Technical standards , Reference XLSX
119.1 KB
29/04/2020 ESMA22-106-2196 Summary of Conclusions Management Board meeting 24 March 2020 Summary of Conclusions PDF
105.06 KB
17/04/2020 ESMA70-155-9524 ESMA BMR Equivalence MoU MAS , Reference PDF
584.97 KB
06/04/2020 ESMA 50-165-1098 ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 , , Report PDF
4.08 MB
13/03/2020 ESMA22-106-2094 Summary of Conclusions Management Board meeting 28 January 2020 Summary of Conclusions PDF
144.47 KB
14/02/2020 ESMA70-156-1778 ESMA’s response to the Commission’s consultation on the BMR review Report PDF
314.12 KB
03/02/2020 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
482.99 KB
13/01/2020 ESMA63-43-1444 ESMA Budget 2020 , , Reference PDF
128.99 KB
03/01/2020 ESMA22-106-2024 SoC ESMA Management Board December 2019 Summary of Conclusions PDF
139.66 KB

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