ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
31/07/2020 ESMA ED Calendar 2020 Calendar of the Executive Director of ESMA- Updated July 2020 Reference PDF
121.76 KB
13/07/2020 ESMA35-43-2427 Sanctions and measures imposed under MiFID II in 2019 Report PDF
563.38 KB
06/07/2020 ESMA Chair calendar 2020 Calendar of the Chair of ESMA Reference PDF
131.62 KB
30/06/2020 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
64.73 KB
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence 2020 , Compliance table PDF
159.96 KB
06/05/2020 ESMA35-43-2391 Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity , Statement PDF
118.75 KB
06/05/2020 ESMA41-140-79 Technical standards , Reference XLSX
119.1 KB
30/04/2020 Organisation Chart ESMA Organigramme Reference PDF
103.51 KB

This organigramme represents the current structure of ESMA. 

23/04/2020 ESMA20-92-154 ESMA Staff Stakeholder contacts in the First Quarter 2020 Reference PDF
150.94 KB
06/04/2020 ESMA 50-165-1098 ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 , , Report PDF
4.08 MB
03/04/2020 ESMA34-39-969 Public Statement of Consultation Practices , Statement PDF
191.73 KB
01/04/2020 ESMA71-99-1309 Appointment of ACP Chair , Statement PDF
120.27 KB
31/03/2020 ESMA35-36-1919 Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 , Statement PDF
89.84 KB
23/03/2020 ESMA22-328-266 Board of Supervisors Rules of Procedure Reference PDF
225.25 KB
20/03/2020 ESMA35-43-2348 ESMA Statement on COVID-19 telephone recording , Statement PDF
114.12 KB
11/03/2020 ESMA71-99-1290 ESMA Statement on Markets and COVID-19 , Statement PDF
87.99 KB
10/03/2020 ESMA35-43-1957 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) , Compliance table PDF
173.19 KB
10/03/2020 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
162.94 KB
28/02/2020 ESMA20-92-144 ESMA Staff Stakeholder contacts in the Fourth Quarter 2019 Reference PDF
165.03 KB
11/02/2020 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) , Compliance table PDF
156.28 KB

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