ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/05/2012 | 2012/SMSG/25 | Advice on the discussion paper on Proxy Advisors | Securities and Markets Stakeholder Group | Letter | PDF 236.57 KB |
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| 24/05/2012 | 2012/SMSG/27b | SMSG advice to ESMA on short selling | Securities and Markets Stakeholder Group | Letter | PDF 86.43 KB |
This document is an advice from the SMSG to ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps ((EC) No XX/2012)) | |||
| 24/05/2012 | 2012/SMSG/30 | ESMA’s Discussion paper on Key concepts of the AIFMD and types of AIFM – Opinion of the SMSG | Securities and Markets Stakeholder Group | Letter | PDF 59.17 KB |
This document is an advice from the SMSG to ESMA's discussion paper on Key concepts ofthe AIFMD and types of AIFM | |||
| 04/06/2012 | 2012/SMSG/29 | SMSG Advice on ESMA’s public consultation on Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories | Securities and Markets Stakeholder Group | Letter | PDF 112.88 KB |
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| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
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| 27/07/2012 | 2012/476 | Reply of ESMA to the European Commission’s Green Paper on Shadow Banking | MiFID - Investor Protection | Letter | PDF 175.94 KB |
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| 06/09/2012 | 2012/SMSG/58 | SMSG Advice on EMIR Draft (Regulatory) Technical Standards | Securities and Markets Stakeholder Group | Letter | PDF 235.22 KB |
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| 19/12/2012 | 2012/SMSG/69 | SMSG Advice on Guidelines on remuneration policies and practices (MiFID) | Securities and Markets Stakeholder Group | Letter | PDF 169.46 KB |
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| 05/03/2013 | 2013/SMSG/03 | SMSG Advice on Benchmarks/Indices | Securities and Markets Stakeholder Group, Benchmarks | Letter | PDF 253.23 KB |
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| 28/01/2014 | 2013/1941 | Letter to Jonathan Faull (EC) regarding draft technical standards | MiFID - Investor Protection, MiFID - Secondary Markets | Letter | PDF 44.25 KB |
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| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
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| 17/11/2015 | 2015/1513 | Letter SM to EC- implementation timeline MiFID MiFIR | MiFID - Investor Protection | Letter | PDF 85.8 KB |
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| 27/01/2016 | ESA/2016/07 | The cross-selling of financial products – ESA request to the European Commission | Joint Committee, MiFID - Investor Protection | Letter | PDF 90.04 KB |
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| 10/03/2016 | 2015/SMSG/028 | SMSG letter PRIIPs past performance | Securities and Markets Stakeholder Group | Letter | PDF 108.61 KB |
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| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
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| 26/04/2016 | 2016/648 | ESMA response to the Commission Green Paper on retail financial services | MiFID - Investor Protection | Letter | PDF 197.44 KB |
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| 26/07/2016 | 2016/1164 | Letter to the Commissioner Dombrovskis on MAR ITS | Market Abuse, Market Integrity | Letter | PDF 205.33 KB |
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| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
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| 26/06/2017 | ESMA22-106-272 | Joint Statement by BSG, IRSG, OPSG and SMSG on European Commission's Consultation on the operation of the ESAs | Securities and Markets Stakeholder Group | Letter | PDF 596.33 KB |
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| 12/06/2018 | SGs EP | Joint Stakeholder Groups letter to European Parliament on ESAs Review | Securities and Markets Stakeholder Group | Letter | PDF 509.13 KB |