ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
37
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Brexit filter Brexit
- (-) Remove Short Selling filter Short Selling
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Transparency filter Transparency
- Warnings and publications for investors (92) Apply Warnings and publications for investors filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- CESR Archive (7) Apply CESR Archive filter
- Joint Committee (7) Apply Joint Committee filter
- Post Trading (7) Apply Post Trading filter
- Fund Management (6) Apply Fund Management filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Corporate Information (3) Apply Corporate Information filter
- Sustainable finance (3) Apply Sustainable finance filter
- Corporate Finance (2) Apply Corporate Finance filter
- Innovation and Products (2) Apply Innovation and Products filter
- Market Abuse (2) Apply Market Abuse filter
- Prospectus (2) Apply Prospectus filter
- Securitisation (2) Apply Securitisation filter
- Trade Repositories (2) Apply Trade Repositories filter
- Corporate Governance (1) Apply Corporate Governance filter
- Credit Rating Agencies (1) Apply Credit Rating Agencies filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Investor Warning filter Investor Warning
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (108) Apply Guidelines & Recommendations filter
- Opinion (107) Apply Opinion filter
- Reference (102) Apply Reference filter
- Press Release (73) Apply Press Release filter
- Statement (67) Apply Statement filter
- Consultation Paper (53) Apply Consultation Paper filter
- Final Report (39) Apply Final Report filter
- Speech (37) Apply Speech filter
- Letter (24) Apply Letter filter
- Report (20) Apply Report filter
- Compliance table (14) Apply Compliance table filter
- Decision (10) Apply Decision filter
- Technical Advice (6) Apply Technical Advice filter
- Annual Report (4) Apply Annual Report filter
- Technical Standards (4) Apply Technical Standards filter
- SMSG Advice (3) Apply SMSG Advice filter
- CESR Document (2) Apply CESR Document filter
Your filters
MiFID - Investor Protection X Short Selling X Market Integrity X Brexit X Transparency X Benchmarks X Q&A X Investor Warning X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 07/02/2014 | 2014/154 LV | Ar ieguldījumiem sarežģītos produktos saistītie riski | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 435.59 KB |
||||
| 07/02/2014 | 2014/154 HU | Az összetett termékekbe történő befektetések kockázatai | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 384.08 KB |
||||
| 28/02/2013 | 2013/267 | Contracts for Difference (CFDs) | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 389.45 KB |
||||
| 12/02/2018 | ESMA50-164-1284 | ESA warning on virtual currencies | Joint Committee, MiFID - Investor Protection | Investor Warning | PDF 563.64 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 17/03/2022 | ESA 2022 15 | EU financial regulators warn consumers on the risks of crypto-assets | Innovation and Products, Joint Committee, MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 118.67 KB |
bgcsdadeelesetfifrgahrhuitltlvmtnlplptroskslsv | |||
| 07/02/2014 | 2014/154 LT | Investavimo į sudėtingus produktus rizika | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 590.31 KB |
||||
| 07/02/2014 | 2014/154 MT | Ir-riskji li tinvesti fi prodotti kumplessi | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 554.57 KB |
||||
| 07/02/2014 | 2014/154 ET | Keerukatesse toodetesse investeerimisega kaasnevad riskid | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 401.62 KB |
||||
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 07/02/2014 | 2014/154 FI | Monimutkaisiin tuotteisiin sijoittamisen riskit | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 414.7 KB |
||||
| 07/02/2014 | 2014/154 PT | Os riscos de investir em produtos complexos | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 373 KB |
||||
| 30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 28/01/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 553.88 KB |
||||
| 06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 07/02/2014 | 2014/154 ES | Riesgos de las inversiones en productos complejos | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 331.22 KB |