ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/10/2019 | boa-2019-d-05_decision | BOA decision creditreform_rating_ag_vs_eba | Board of Appeal | Decision | PDF 922.78 KB |
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| 30/09/2019 | ESMA-35-43-2090 | Call for evidence on MiFID II product intervention powers | MiFID - Investor Protection | Consultation Paper | PDF 197.51 KB |
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| 17/07/2019 | ESMA35-43-1905 | Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Consultation Paper | PDF 479.41 KB |
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| 15/07/2019 | ESMA35-43-2019 | Consultation paper on compliance function guidelines | MiFID - Investor Protection | Consultation Paper | PDF 677.15 KB |
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| 27/02/2019 | BoA D 2019 01, 02, 03 and 04 | Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority | Board of Appeal | Decision | PDF 829.04 KB |
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| 31/01/2019 | ESMA35-43-1562 | CFD Renewal Decision (2) Notice | MiFID - Investor Protection | Decision | PDF 103.92 KB |
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| 21/12/2018 | ESMA35-43-1533 | ESMA35-43-1533 Binary Options Renewal Decision Notice | MiFID - Investor Protection | Decision | PDF 83.04 KB |
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| 19/12/2018 | ESMA35-43-1210 | Consultation paper on integrating sustainability risks and factors in MiFID II | MiFID - Investor Protection | Consultation Paper | PDF 494.66 KB |
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| 19/12/2018 | ESMA35-43-1210 | Consulation paper on integrating sustainability risks and factors in MiFID II | MiFID - Investor Protection | Consultation Paper | |||||
| 30/11/2018 | boa30.18 | BoA Decision SEB appeal 30 November 2018 | Board of Appeal | Decision | PDF 416.77 KB |
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| 31/10/2018 | ESMA35-43-1397 | CFD Renewal Decision Notice | MiFID - Investor Protection | Decision | PDF 101.55 KB |
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| 26/09/2018 | BoA D 2018 02 | Decision in an Appeal by B. against a decision of the European Securities and Markets Authority | Board of Appeal | Decision | PDF 382.53 KB |
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| 30/04/2018 | BoA 2018-01 | Decision in an appeal by A v ESMA | Board of Appeal, Joint Committee | Decision | PDF 392.62 KB |
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| 18/01/2018 | ESMA35-43-904 | Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients | MiFID - Investor Protection | Consultation Paper | PDF 306.85 KB |
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| 20/07/2017 | BoA 2017 01 | FinancialCraft Analytics Sp. z o.o. vs ESMA BoA Decision | Board of Appeal, Credit Rating Agencies | Decision | PDF 693 KB |
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| 13/07/2017 | ESMA35-43-748 | Consultation Paper on guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection | Consultation Paper | PDF 740.94 KB |
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| 28/10/2016 | 2016/1529 | Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Consultation Paper | PDF 1.13 MB |
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| 05/10/2016 | 2016/1436 | Consultation Paper on Draft guidelines on MiFID II product governance requirements | MiFID - Investor Protection | Consultation Paper | PDF 661.2 KB |
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| 26/01/2016 | BOA 2016 001 | BoA 2016- 001 (Decision Kluge v EBA) | Board of Appeal | Decision | PDF 196.32 KB |
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| 14/08/2015 | BOA/2015/001 | Decision of the Board of Appeal of the European Supervisory Authorities given under Article 60 of Regulation (EU) No 1094/2010 and the Board of Appeal’s Rules of Procedure (BOA 2012 002) | Joint Committee, Board of Appeal | Decision | PDF 147.78 KB |