ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/01/2021 | JC 2020 85 | Annex to draft ITS on IGT and RC reporting templates for conglomerates | Joint Committee | Reference | PDF 1.23 MB |
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| 08/01/2021 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 256.69 KB |
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| 22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
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| 09/10/2020 | JC GL 2017 17 appendix 1 | Compliance table- Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector | Joint Committee | Reference | PDF 305.4 KB |
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| 02/07/2020 | SG34-45-937 slides | Public hearing on ESG disclosures CP 2 July 2020- Slides | Joint Committee, Sustainable finance | Reference | PDF 297.72 KB |
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| 30/06/2020 | SG34-45-937 | Public hearing on ESG disclosures CP 2 July 2020- Agenda | Joint Committee, Sustainable finance | Reference | PDF 122.98 KB |
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| 23/04/2020 | ESMA34-45-904 | Joint ESA consultation on ESG disclosures- response form | Joint Committee, Sustainable finance | Reference | DOCX 573.19 KB |
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| 02/04/2020 | ESMA 70-152-3050 | CCSPSA consultation_Response Form | Joint Committee, Post Trading, Supervisory convergence | Reference | DOCX 774.63 KB |
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| 16/10/2019 | ESMA30-201-535 | Response form to consultation on amended PRIIPs KID | Fund Management, Joint Committee | Reference | DOCX 576.23 KB |
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| 04/06/2019 | ESMA35-30-658 | ESMA35-30-658 IPISC CWG CALL FOR INTEREST | MiFID - Investor Protection | Reference | PDF 162.62 KB |
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| 30/04/2019 | ESMA35-43-1912 | CFD Renewal 3- Notice | MiFID - Investor Protection | Reference | PDF 183.2 KB |
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| 04/04/2019 | ESMA35-36-1640 | MiFID II Supervisory Briefing on Appropriateness | MiFID - Investor Protection | Reference | PDF 326.68 KB |
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| 27/03/2019 | ESMA35-43-1862 | BO Renewal Decision 3 Notice | MiFID - Investor Protection | Reference | PDF 83.42 KB |
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| 22/03/2019 | esma35-36-1590 | Presentation on CPs MIFID-UCITS-AIFMD | Fund Management, MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 187.17 KB |
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| 11/02/2019 | ESMA35-43-1493 | MiFID II supervisory briefing on the use of third-country branches by EU firms | Brexit, MiFID - Investor Protection, Supervisory convergence | Reference | PDF 469.29 KB |
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| 13/11/2018 | ESMA35-43-1206 | MiFID II Supervisory Briefing on Suitability | MiFID - Investor Protection | Reference | PDF 557.16 KB |
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| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
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| 01/10/2018 | ESMA35-43-1391 | Notice of ESMA’s Product Intervention Renewal Decision in relation to binary options | MiFID - Investor Protection | Reference | PDF 98.36 KB |
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| 01/06/2018 | ESMA35-43-1135 | Notice of ESMA's Product Intervention Decisions on CFDs and binary options | MiFID - Investor Protection, Warnings and publications for investors | Reference | PDF 241.42 KB |
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| 18/05/2018 | ESMA35-30-643 | IPISC Terms of Reference | MiFID - Investor Protection | Reference | PDF 152.35 KB |