ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
20/01/2011 2011/16 Letter to the SEC- Rulemakings on Registration of non-resident Swap Data Repositories MiFID - Secondary Markets Letter PDF
30.66 KB
20/01/2011 2011/4 Letter to the CFTC- Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade MiFID - Secondary Markets Letter PDF
34.38 KB
20/04/2012 2012/236 ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS Short Selling, Market Integrity Technical Advice PDF
509.39 KB
27/07/2012 2012/476 Reply of ESMA to the European Commission’s Green Paper on Shadow Banking MiFID - Investor Protection Letter PDF
175.94 KB
28/01/2014 2013/1941 Letter to Jonathan Faull (EC) regarding draft technical standards MiFID - Investor Protection, MiFID - Secondary Markets Letter PDF
44.25 KB
19/12/2014 2014/1569 Technical Advice to the Commission on MiFID II and MiFIR MiFID - Investor Protection, MiFID - Secondary Markets Technical Advice PDF
2.8 MB		 Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper  (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months).
05/10/2015 2015/1498 Letter to European Commission re RTS on indirect clearing under EMIR and under MiFIR MiFID - Secondary Markets, Post Trading Letter PDF
92.96 KB
17/11/2015 2015/1513 Letter SM to EC- implementation timeline MiFID MiFIR MiFID - Investor Protection Letter PDF
85.8 KB
26/07/2016 2016/1164 Letter to the Commissioner Dombrovskis on MAR ITS Market Abuse, Market Integrity Letter PDF
205.33 KB
29/01/2016 2016/163 Opinion on CRR ITS final MiFID - Secondary Markets Letter PDF
105.66 KB
29/01/2016 2016/164 Letter J Hill- Opinion on Draft ITS CRR MiFID - Secondary Markets Letter PDF
23.86 KB
21/03/2016 2016/402 Letter EU Comm Guersent- position limits MiFID - Secondary Markets Letter PDF
96.65 KB
21/03/2016 2016/403 Letter EU Comm Guersent- Ancillary Activity MiFID - Secondary Markets Letter PDF
96.03 KB
21/03/2016 2016/404 Letter EU Comm Guersent- Non-equity transparency MiFID - Secondary Markets Letter PDF
125.94 KB
26/04/2016 2016/648 ESMA response to the Commission Green Paper on retail financial services MiFID - Investor Protection Letter PDF
197.44 KB
02/05/2016 2016/672 Letter Commission- Opinions RTS 2 and RTS 21 MiFID - Secondary Markets Letter PDF
24.06 KB
27/01/2016 ESA/2016/07 The cross-selling of financial products – ESA request to the European Commission Joint Committee, MiFID - Investor Protection Letter PDF
90.04 KB
30/06/2022 ESMA22-106-4013 Letter from ESMA Chair to EC- Prioritisation of 2022 ESMA deliverables Corporate Information, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Trading Letter PDF
136.79 KB
15/02/2022 ESMA24-436-1152 ESMA response to the Commission consultation on the Listings Act Market Abuse, MiFID - Investor Protection, Prospectus Letter PDF
99.52 KB
27/10/2021 ESMA32-67-791 Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) IAS Regulation, IFRS Supervisory Convergence, MiFID - Investor Protection, Prospectus Letter PDF
223.92 KB

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