ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
12
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- Securities and Markets Stakeholder Group (77) Apply Securities and Markets Stakeholder Group filter
- Post Trading (8) Apply Post Trading filter
- Credit Rating Agencies (5) Apply Credit Rating Agencies filter
- Fund Management (4) Apply Fund Management filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Sustainable finance (2) Apply Sustainable finance filter
- Transparency (2) Apply Transparency filter
- Corporate Information (1) Apply Corporate Information filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Market Abuse (1) Apply Market Abuse filter
- Prospectus (1) Apply Prospectus filter
- Short Selling (1) Apply Short Selling filter
Type of document
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (173) Apply Reference filter
- Guidelines & Recommendations (157) Apply Guidelines & Recommendations filter
- Opinion (143) Apply Opinion filter
- Press Release (103) Apply Press Release filter
- Consultation Paper (78) Apply Consultation Paper filter
- Final Report (74) Apply Final Report filter
- Statement (61) Apply Statement filter
- Letter (43) Apply Letter filter
- Report (39) Apply Report filter
- Speech (32) Apply Speech filter
- Investor Warning (26) Apply Investor Warning filter
- Q&A (19) Apply Q&A filter
- Compliance table (17) Apply Compliance table filter
- Decision (15) Apply Decision filter
- Annual Report (8) Apply Annual Report filter
- Technical Advice (7) Apply Technical Advice filter
- Vacancy (2) Apply Vacancy filter
- CESR Document (1) Apply CESR Document filter
Your filters
MiFID - Investor Protection X Joint Committee X Supervisory convergence X Trading X ITMG X Securities Financing Transactions X MiFID - Secondary Markets X Technical Standards X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
||||
| 19/12/2014 | 2014/1571 | Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation | MiFID - Secondary Markets | Technical Standards | PDF 281.16 KB |
The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision. | |||
| 23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
||||
| 30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
||||
| 28/09/2015 | 2015-ESMA-1464 | Final Report- draft RTS and ITS on MIFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.74 MB |
||||
| 28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
||||
| 09/02/2017 | ESMA70-872942901-3 | Revised ESMA draft MiFID ITS — position reporting of commodity derivatives | MiFID - Secondary Markets | Technical Standards | PDF 184.48 KB |
||||
| 28/02/2017 | ESMA70-872942901-21 - annex | Final Draft RTS on packaged orders | MiFID - Secondary Markets | Technical Standards | PDF 334.25 KB |
||||
| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 21/09/2018 | esma70-156-769 | ESMA opinion on MiFID II RTS 1 | MiFID - Secondary Markets | Technical Standards | PDF 645.02 KB |
||||
| 11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
||||
| 21/01/2020 | ESMA22-106-2077 | SMSG Advice on Joint Consultation Paper on PRIIPs KID | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 426.62 KB |