ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
27/01/2016 ESA/2016/07 The cross-selling of financial products – ESA request to the European Commission , Letter PDF
90.04 KB
27/07/2012 2012/476 Reply of ESMA to the European Commission’s Green Paper on Shadow Banking Letter PDF
175.94 KB
28/09/2009 09-845 Letter- CESR’s response to the European Commission’s consultation on the UCITS depositary function Letter PDF
116.03 KB
12/10/2010 3L3 12-10-10 Letter Letter- 3L3 Task Force Report on Packaged Retail Investment Products (PRIPs) Letter PDF
119.3 KB
05/09/2018 ESMA70-151-1719 Letter to VP Dombrovskis on opinion on SFTR Letter PDF
213.13 KB
22/12/2010 10-1505 Letter to the IFRS foundation regarding the Trustees' Strategy Review Letter PDF
236.52 KB
31/10/2008 08-866 Letter to the European Commission- CESR’s advice on the UCITS Management Company Passport Letter PDF
67.25 KB
10/12/2010 10-1456 Letter to the European Commission regarding CESR’s supplementary report related to developments of certain third country GAAPs with regard to their equivalence under Transparency Directive and Prospectus Regulation Letter PDF
94.08 KB
26/05/2010 10-618 Letter to the Commission- The Technical Details of the Pan-European Short Selling Disclosure Regime Letter PDF
94.36 KB
01/10/2018 ESMA70-156-236 Letter to the Commission on MiFID II third country regime Letter PDF
152.92 KB
28/01/2014 2013/1941 Letter to Jonathan Faull (EC) regarding draft technical standards , Letter PDF
44.25 KB
23/02/2015 2015/168 Letter to EU Institutions re ESMA’s 2015 Work Programme , , Letter PDF
37.31 KB
Dear Mr Gualtieri, Ms Ribkina and Commissioner Hill, On 30 September 2014 we sent you ESMA’s Work Programme for 2015, which was based on the budget request that had been approved by ESMA’s Board of Supervisors: a budget of €38,639,000 and 147 Establishment Plan posts. The EU budget had not been voted at the time. Following the adoption of the EU budget, ESMA’s 2015 expenditure budget is €33,601,402 (plus an additional €3,100,000 from assigned revenues for tasks delegated from National Competent Authorities) with an Establishment Plan of 137 posts. ESMA’s Board of Supervisors has approved a revised work programme to account for the difference of €5m and 10 Establishment Plan posts; representing a 15% reduction compared to the planned ESMA budget and 7% of its Establishment Plan. ESMA will therefore lack sufficient resources to execute all the tasks that were initially planned for 2015. The Work Programme explains the areas where reprioritisation had to take place, including the risk that ESMA will not fully meet its legal obligations, for instance due to the delay of delivery compared to legally set timetables. A summary of the deprioritised tasks is annexed to the Work Programme and reproduced in the table below. 2014/1200rev ESMA Work Programme
04/09/2008 08-483 Letter to EFSA, ESBG, EACB and EAPB regarding the MiFID Q&A Letter PDF
1004.98 KB
13/04/2010 10-359 Letter to Commission on CESR's technical advice in the context of the MiFID review Letter PDF
104.97 KB
17/11/2015 2015/1513 Letter SM to EC- implementation timeline MiFID MiFIR Letter PDF
85.8 KB
17/11/2006 EC G3 D(2006) 8626 Letter from the European Commission- Request for initial assistance on non-equities markets transparency Letter PDF
29.3 KB
02/10/2008 EC 11/04/08 Letter from the European Commission- Physical short selling in the context of the UCITS Directive Letter PDF
487.67 KB
06/07/2006 06-328 Letter from the EU Commission regarding Annual Reports on Credit Rating Agencies, and CESR's answer Letter PDF
1.34 MB
These documents are included in 06-220, however, they are added here seperately for ease of reference.
02/10/2006 3L3 Cross Border Letter from the Chairs of CEBS, CESR and CEIOPS to Commissioner McCreevy in respect of the Commission's proposals on Cross Border Consolidation. Letter PDF
385.98 KB
05/09/2018 ESMA70-151-1651 Annex 1 Letter from European Commission on SFTR draft RTS Letter PDF
159.5 KB

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