ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/12/2019 | ESMA33-5-370 | Response Form CP on GLs on Internal Controls for CRAs | Credit Rating Agencies | Reference | DOCX 745.76 KB |
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| 02/12/2019 | ESMA33-128-760 | Securitisations designated as STS as from 01/01/2019 Regulation 2402/2017 | Securitisation | Reference | XLSX 66.34 KB |
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| 02/12/2019 | ESMA80-191-932 | Guidance on registering securitisation repositories | Credit Rating Agencies | Reference | PDF 147.3 KB |
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| 23/09/2019 | ESMA33-128-777 | List of designated competent authorities under Securitisation Regulation | Securitisation | Reference | PDF 446.52 KB |
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| 20/08/2019 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 368.66 KB |
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| 13/08/2019 | ESMA33-128-761 | STS notifications cancelled as from 01/01/2019 Regulation 2402/2017 | Securitisation | Reference | XLSX 46.71 KB |
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| 17/07/2019 | esma65-8-6469 | securitisation_disclosure_templates_xml_schema. | Securitisation | Reference | ZIP 7.37 MB |
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| 17/07/2019 | ESMA65-8-6469 | Securitisation Disclosure Templates Reporting Instructions | Securitisation | Reference | PDF 1.51 MB |
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| 11/07/2019 | ESMA41-137-1148 | Svenska Handelsbanken AB- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 100.13 KB |
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| 11/07/2019 | ESMA41-137-1146 | SEB- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 99.83 KB |
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| 11/07/2019 | ESMA41-137-1149 | Nordea- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 99.88 KB |
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| 11/07/2019 | ESMA41-137-1151 | Swedbank- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 100.89 KB |
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| 04/06/2019 | ESMA35-30-658 | ESMA35-30-658 IPISC CWG CALL FOR INTEREST | MiFID - Investor Protection | Reference | PDF 162.62 KB |
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| 30/04/2019 | ESMA35-43-1912 | CFD Renewal 3- Notice | MiFID - Investor Protection | Reference | PDF 183.2 KB |
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| 04/04/2019 | ESMA35-36-1640 | MiFID II Supervisory Briefing on Appropriateness | MiFID - Investor Protection | Reference | PDF 326.68 KB |
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| 28/03/2019 | ESMA-41-356-14 | ESMA fine Fitch France | Credit Rating Agencies | Reference | PDF 432.67 KB |
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| 27/03/2019 | ESMA35-43-1862 | BO Renewal Decision 3 Notice | MiFID - Investor Protection | Reference | PDF 83.42 KB |
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| 22/03/2019 | esma35-36-1590 | Presentation on CPs MIFID-UCITS-AIFMD | Fund Management, MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 187.17 KB |
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| 22/03/2019 | esma335-5-731 | Presentation ESG factors in CRAs | Credit Rating Agencies | Reference | PDF 222.96 KB |
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| 11/02/2019 | ESMA35-43-1493 | MiFID II supervisory briefing on the use of third-country branches by EU firms | Brexit, MiFID - Investor Protection, Supervisory convergence | Reference | PDF 469.29 KB |