ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
68
REFINE YOUR SEARCH
Sections
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Securitisation filter Securitisation
- Risk Analysis & Economics - Markets Infrastructure Investors (34) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (27) Apply Post Trading filter
- Fund Management (22) Apply Fund Management filter
- Supervisory convergence (17) Apply Supervisory convergence filter
- Corporate Disclosure (14) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (11) Apply MiFID - Secondary Markets filter
- Joint Committee (10) Apply Joint Committee filter
- Credit Rating Agencies (9) Apply Credit Rating Agencies filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (7) Apply Corporate Information filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Innovation and Products (6) Apply Innovation and Products filter
- Market Integrity (6) Apply Market Integrity filter
- Prospectus (6) Apply Prospectus filter
- Benchmarks (5) Apply Benchmarks filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Trade Repositories (4) Apply Trade Repositories filter
- Corporate Finance (2) Apply Corporate Finance filter
- COVID-19 (2) Apply COVID-19 filter
- IAS Regulation (2) Apply IAS Regulation filter
- Sustainable finance (2) Apply Sustainable finance filter
- CCP Directorate (1) Apply CCP Directorate filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Management Board (1) Apply Management Board filter
- Press Releases (1) Apply Press Releases filter
- Short Selling (1) Apply Short Selling filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Compliance table filter Compliance table
- Guidelines & Recommendations (550) Apply Guidelines & Recommendations filter
- Reference (94) Apply Reference filter
- Press Release (79) Apply Press Release filter
- Opinion (69) Apply Opinion filter
- Statement (56) Apply Statement filter
- Final Report (50) Apply Final Report filter
- Consultation Paper (44) Apply Consultation Paper filter
- Letter (29) Apply Letter filter
- Investor Warning (26) Apply Investor Warning filter
- Speech (21) Apply Speech filter
- Q&A (10) Apply Q&A filter
- Technical Advice (5) Apply Technical Advice filter
- Annual Report (4) Apply Annual Report filter
- Decision (3) Apply Decision filter
- Technical Standards (2) Apply Technical Standards filter
- Vacancy (2) Apply Vacancy filter
- CESR Document (1) Apply CESR Document filter
Your filters
MiFID - Investor Protection X Securitisation X Guidelines and Technical standards X Brexit X Vacancies X IFRS Supervisory Convergence X Market Abuse X Compliance table X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/12/2020 | ESMA70-156-3782 | ESMA report on application of AMP 2020 | Market Abuse | Report | PDF 1.38 MB |
||||
| 21/12/2020 | ESMA70-156-3537 | Annual Report on MAR administrative and criminal sanctions 2020 | Market Abuse | Report | PDF 291.51 KB |
||||
| 18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 159.14 KB |
||||
| 13/11/2020 | ESMA34-32-699 | Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 113.46 KB |
||||
| 03/11/2020 | ESMA42-111-5349 | Fast Track Peer Review Report- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 1.33 MB |
||||
| 05/10/2020 | ESMA33-128-1001_ | Final Report_Guidelines on Portability of Information between Securitisation Repositories | Securitisation | Report | PDF 279.02 KB |
||||
| 15/07/2020 | ESMA42-111-4128 | PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION- Country report DE | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 285.02 KB |
||||
| 13/07/2020 | ESMA35-43-2427 | Sanctions and measures imposed under MiFID II in 2019 | MiFID - Investor Protection | Report | PDF 563.38 KB |
||||
| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.96 KB |
||||
| 06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 4.08 MB |
||||
| 02/04/2020 | ESMA32-63-845 | 24th Extract from the EECS’s Database of Enforcement | IFRS Supervisory Convergence | Report | PDF 321.89 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 127.63 KB |
||||
| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 173.19 KB |
||||
| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 162.94 KB |
||||
| 13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 145.56 KB |
||||
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 156.28 KB |
||||
| 13/12/2019 | ESMA70-156-1823 | ESMA 2019 report on the application of AMPs | Market Abuse, Market Integrity | Report | PDF 1.4 MB |
||||
| 12/12/2019 | ESMA70-156-2005 | MAR Article 33 Report on Sanctions | Market Abuse | Report | PDF 352.9 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 273.01 KB |