ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
94
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X Securitisation X Corporate Disclosure X Credit Rating Agencies X Benchmarks X Q&A X CESR Document X Final Report X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/11/2022 ESMA81-393-599 Final Report on review of RTS on recognition , Final Report PDF
712.24 KB
23/09/2022 ESMA35-43-3172 Final report- Guidelines on certain aspects of the MiFID II suitability requirements Final Report PDF
612.85 KB
21/07/2022 ESMA35-36-2621 Final report EBA-ESMA on SREP guidelines under IFD Final Report PDF
1.43 MB
15/07/2022 ESMA80-196-6345 Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation , Final Report PDF
411.44 KB
23/06/2022 ESMA70-145-114 Q&A on the Benchmarks Regulation (BMR) , Q&A PDF
568.37 KB
24/05/2022 ESMA35-43-3088 Review of the MiFID II framework on best execution reports by investment firms Final Report PDF
282.7 KB
19/05/2022 ESMA35-42-1445 Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation Final Report PDF
235.72 KB
29/04/2022 ESMA35-42-1227 Technical Advice on retail investor protection Final Report PDF
646.19 KB
01/04/2022 ESMA32-51-370 Q&A on ESMA Guidelines on Alternative Performance Measures , Q&A PDF
987.02 KB
31/03/2022 ESMA35-36-2537 Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements , Final Report PDF
475.42 KB
31/01/2022 ESMA80-416-20 Final report on the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Final Report PDF
282.39 KB
03/01/2022 ESMA35-43-2938 Final report- Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements , Final Report PDF
537.74 KB
17/12/2021 JC 2021 19 Joint Committee Q&As relating to the Securitisation Regulation Q&A PDF
337.6 KB
19/11/2021 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
1023.15 KB
19/11/2021 ESMA33-128-563 Questions and answers on the Securitisation Regulation Q&A PDF
1.39 MB
18/11/2021 ESMA70-156-4953 Final Report on draft RTS on the clearing and derivative trading obligations in view of the benchmark transition to risk free rates , Final Report PDF
948.59 KB
10/11/2021 ESMA35-42-1183 Draft technical standards under the European crowdfunding service providers for business Regulation , Final Report PDF
1.43 MB
12/10/2021 ESMA82-402-683 Final Report on STS notification for synthetic securitisations Final Report PDF
795.09 KB
24/09/2021 ESMA81-393-239 Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation Final Report PDF
315.98 KB
29/07/2021 ESMA33-5-87 Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA Q&A PDF
409.83 KB

Pages