ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Investor Protection X Board of Supervisors X Brexit X Securities Financing Transactions X Prospectus X Market Integrity X Technical Advice X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/04/2021 | ESMA70-145-1398 | IT_templates | Market Integrity, Post Trading | Reference | XLSX 168.41 KB |
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| 13/04/2021 | ESMA70-145-1395 | DATA_templates TRs | Market Integrity, Post Trading | Reference | XLSX 53.23 KB |
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| 13/04/2021 | ESMA70-145-1397 | TRs IC_templates | Market Integrity, Post Trading | Reference | XLSX 30.4 KB |
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| 13/04/2021 | ESMA70-145-1396 | GOV_BUS_FIN_FEE_templates | Market Integrity, Post Trading | Reference | XLSX 52.82 KB |
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| 29/03/2021 | ESMA74-362-1937 | response form- Technical Advice on simplification TR fees under SFTR and EMIR | Securities Financing Transactions, Trade Repositories | Reference | DOCX 757.95 KB |
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| 29/03/2021 | ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi | Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR | MiFID - Investor Protection | Technical Advice | PDF 337.33 KB |
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| 28/01/2021 | ESMA32-384-5080 | Languages accepted for scrutiny of the Prospectus and translation requirements for Summaries | Prospectus | Reference | PDF 171.3 KB |
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| 08/01/2021 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 256.69 KB |
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| 04/01/2021 | EU-UKFCA MoU | EU-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 219.12 KB |
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| 04/01/2021 | ESMA-UKFCA MoU | ESMA-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 195.27 KB |
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| 23/10/2020 | ESMA31-62-1193 | List of prospectus thresholds | Corporate Disclosure, Corporate Finance, Prospectus | Reference | PDF 220.58 KB |
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| 12/10/2020 | ESMA22-105-1230 | Annex to Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Speeches | Reference | PDF 350.51 KB |
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| 06/05/2020 | ESMA70-156-2803 | Response form- SME Growth Markets | Market Abuse, Market Integrity, MiFID - Secondary Markets | Reference | DOCX 771.99 KB |
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| 01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
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| 23/03/2020 | ESMA22-328-266 | Board of Supervisors Rules of Procedure | Board of Supervisors | Reference | PDF 225.25 KB |
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| 04/02/2020 | ESMA35-43-2134 | ESMA’s Technical Advice to the Commission on the effects of product intervention measures | MiFID - Investor Protection | Technical Advice | PDF 425.6 KB |
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| 13/01/2020 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Reference | PDF 133.15 KB |
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| 13/01/2020 | ESMA63-43-1444 | ESMA Budget 2020 | Board of Supervisors, Management Board, Planning reporting budget | Reference | PDF 128.99 KB |
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| 06/01/2020 | ESMA74-362-388 | LEI statement SFTR | Securities Financing Transactions | Reference | PDF 105.88 KB |
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| 04/12/2019 | ESMA31-59-1417 | ESMA amendments to an RTS relating to the PR | Prospectus | Reference | PDF 283.48 KB |