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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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15/03/2011 | 2011/94 | ESMA response to the European Commission consultation on CSDs and securities settlement | Post Trading | Letter | PDF 54.2 KB |
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27/07/2012 | 2012/476 | Reply of ESMA to the European Commission’s Green Paper on Shadow Banking | MiFID - Investor Protection | Letter | PDF 175.94 KB |
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08/08/2013 | 2013/1086 | Reporting to Trade Repositories – the case of ETDs | Post Trading | Letter | PDF 177.31 KB |
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03/09/2013 | 2013/1163 | Technical advice on third country regulatory equivalence under EMIR | Post Trading | Letter | PDF 174.58 KB |
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02/10/2013 | 2013/1383 | Technical advice on third country regulatory equivalence under EMIR | Post Trading | Letter | PDF 44.23 KB |
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15/11/2013 | 2013/1655 | ESMA reply to Commission letter on the reporting of exchange traded derivatives under EMIR | Post Trading | Letter | PDF 42.73 KB |
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28/01/2014 | 2013/1941 | Letter to Jonathan Faull (EC) regarding draft technical standards | MiFID - Investor Protection, MiFID - Secondary Markets | Letter | PDF 44.25 KB |
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30/09/2014 | 2014/1179 | Letter to Commission Barnier- Postponement of reports due by ESMA under Article 85.3 of EMIR | Post Trading | Letter | PDF 30.37 KB |
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21/11/2014 | 2014/1385 | ESMA letter to European Commission regarding EMIR clearing obligation | Post Trading | Letter | PDF 34.57 KB |
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14/02/2014 | 2014/184 | Letter to Commissioner Barnier on classification of financial instruments as derivatives | Post Trading | Letter | PDF 223.48 KB |
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24/01/2014 | 2014/1964 | Letter to Jonathan Faull (EC) regarding Technical Advice | Post Trading | Letter | PDF 180.54 KB |
Letter regarding Technical advice on possible delegated acts concerning procedural rules to impose fines and periodic penalty payments to Trade Repositories (TRs) |
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08/05/2014 | 2014/483 | Letter to the European Commission- Frontloading requirement under EMIR | Post Trading | Letter | PDF 121.56 KB |
This letter to the European Commission advances ESMA's intention to ease certain frontloading requirement under the European Markets Infrastructure Regulation (EMIR). Frontloading is a term that refers to the clearing obligation under EMIR, which will oblige counterparties to centrally clear certain derivative trades through clearing houses (CCP). ESMA believes that the frontloading procedure creates uncertainties for derivatives end-users while the exact terms of the clearing obligation has not been defined which could have adverse impacts on risk hedging and financial stability. Therefore, ESMA informs the European Commission that it intends to establish the frontloading requirement in a manner that will minimise uncertainty. The clearing requirement began to apply with the first authorisation of an EU-based CCP which happened on 18 March 2014. Following the first CCP approval, EMIR requires ESMA to draft within six months technical standards which will define the derivatives classes subject to central clearing. However, compulsory central clearing will only start with the entry-into-force of the technical standards which creates the need to ‘frontload’ those derivate trades since 18 March 2014. |
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30/01/2014 | 2014/83 | Letter to Jonathan Faull (EC) regarding Technical Advice (Japan) | Post Trading | Letter | PDF 49.66 KB |
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06/10/2014 | 20141002 | CSDR mandates | Post Trading | Letter | PDF 43.4 KB |
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05/10/2015 | 2015/1498 | Letter to European Commission re RTS on indirect clearing under EMIR and under MiFIR | MiFID - Secondary Markets, Post Trading | Letter | PDF 92.96 KB |
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17/11/2015 | 2015/1513 | Letter SM to EC- implementation timeline MiFID MiFIR | MiFID - Investor Protection | Letter | PDF 85.8 KB |
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13/11/2015 | 2015/1674 | Cover letter to COM- EMIR Technical Standards | Post Trading | Letter | PDF 28.51 KB |
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18/06/2015 | 2015/943 | ESMA letter to European Commission regarding CSRD Level 2 Measures | Post Trading | Letter | PDF 43.43 KB |
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01/02/2016 | 2016/175 | Letter to COM | Post Trading | Letter | PDF 80.4 KB |
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26/04/2016 | 2016/648 | ESMA response to the Commission Green Paper on retail financial services | MiFID - Investor Protection | Letter | PDF 197.44 KB |