ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
80
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID II: Transparency Calculations and DVC X Brexit X Corporate Disclosure X Securitisation X Compliance table X Press Release X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence 2020 , Compliance table PDF
159.96 KB
06/04/2020 ESMA71-99-1301 ESMA report stresses impact of costs on retail investor benefits , , Press Release PDF
109.54 KB
02/04/2020 ESMA71-99-1308 ESMA publishes 2019 report on enforcement of corporate disclosure Press Release PDF
91.68 KB
10/03/2020 ESMA35-43-1957 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) , Compliance table PDF
173.19 KB
10/03/2020 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
162.94 KB
09/03/2020 ESMA71-99-1287 ESMA Supervision WP 2020 , , , , , Press Release PDF
130.42 KB
11/02/2020 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) , Compliance table PDF
156.28 KB
17/01/2020 ESMA71-99-1275 Press Release- ESMA Consultation on Securitisation Reporting Data , Press Release PDF
98.8 KB
22/10/2019 ESMA71-99-1236 EU enforcers must monitor closely new reporting standards , , Press Release PDF
150.91 KB
20/06/2019 ESMA35-43-1430 Compliance table on Guidelines on MiFID II suitability requirements , Compliance table PDF
117.21 KB
29/05/2019 ESMA71-99-1168 ESMA adjusts application of the trading obligation for shares in a no-deal Brexit , , Press Release PDF
87.46 KB
29/05/2019 ESMA71-99-1168 ESMA adjusts application of the trading obligation for shares in a no-deal Brexit , , Press Release PDF
87.46 KB
05/04/2019 ESMA71-99-1142 ESMA updates its recognition of UK CCPs and CSD , , Press Release PDF
82.48 KB
02/04/2019 ESMA71-99-1138 ESMA issues four positive opinions on national product intervention measures , Press Release PDF
98.12 KB
27/03/2019 ESMA71-99-1128 EU enforcers focus on new IFRS standards and non-financial information , , Press Release PDF
137.55 KB
27/03/2019 ESMA71-99-1130 ESMA renews CFD measures from 1 May 2019 , Press Release PDF
103.57 KB
22/03/2019 ESMA 32-67-142 Compliance table on ESMA Guidelines on the enforcement of financial information , Compliance table PDF
204.73 KB
01/03/2019 ESMA71-99-1119 ESMA to recognise the UK Central Securities Depository- no deal , , Press Release PDF
79.27 KB
18/02/2019 ESMA71-99-1057 ESMA to renew prohibition on binary options for a further three months Press Release PDF
129.84 KB
18/02/2019 ESMA71-99-1114 ESMA to recognise three UK CCPs in the event of a no-deal Brexit , , Press Release PDF
128.51 KB

Pages