ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
119
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X European Single Electronic Format X Innovation and Products X Transparency X Benchmarks X Board of Supervisors X Corporate Disclosure X Q&A X SMSG Advice X Compliance table X Summary of Conclusions X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/09/2022 ESMA50-164-5210 Compliance table on Guidelines on outsourcing to cloud service providers , Compliance table PDF
178.77 KB
17/08/2022 ESMA22-106-4050 Summary of conclusions Board of Supervisors- 12 May 2022 Summary of Conclusions PDF
305.11 KB
20/07/2022 ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements , Compliance table PDF
322.1 KB
19/07/2022 ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders , Compliance table PDF
320.25 KB
23/06/2022 ESMA70-145-114 Q&A on the Benchmarks Regulation (BMR) , Q&A PDF
568.37 KB
22/06/2022 ESMA22-106-3954 Summary of conclusions Board of Supervisors- 22-23 March 2022 Summary of Conclusions PDF
181.46 KB
22/06/2022 ESMA22-106-3844 Summary of conclusions Board of Supervisors- 25-26 January 2022 Summary of Conclusions PDF
236.46 KB
07/06/2022 ESMA81-393-477 Compliance table on Guidelines on methodology oversight function and record keeping requirements , Compliance table PDF
195.01 KB
31/05/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
141.13 KB
04/05/2022 ESMA22-106-4032 SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements , SMSG Advice PDF
274.55 KB
06/04/2022 ESMA22-106-3912 Summary of conclusions Board of Supervisors- 11 March 2022 Summary of Conclusions PDF
83.59 KB
06/04/2022 ESMA22-106-3911 Summary of conclusions Board of Supervisors- 3 March 2022 Summary of Conclusions PDF
87.45 KB
01/04/2022 ESMA32-51-370 Q&A on ESMA Guidelines on Alternative Performance Measures , Q&A PDF
987.02 KB
25/03/2022 ESMA22-106-3877 Summary of conclusions Board of Supervisors- 10 February 2022 Summary of Conclusions PDF
92.94 KB
25/03/2022 ESMA22-106-3884 Summary of conclusions Board of Supervisors- 25 February 2022 Summary of Conclusions PDF
103.69 KB
24/02/2022 ESMA22-106-3735 Summary of Conclusions Joint BoS-SMSG- 18 November 2021 , Summary of Conclusions PDF
95.46 KB
08/02/2022 ESMA22-106-3791 Summary of conclusions Board of Supervisors- 15 December 2021 Summary of Conclusions PDF
147.13 KB
04/02/2022 ESMA32-67-802 Compliance table on the Guidelines on the enforcement of financial information , Compliance table PDF
135.55 KB
01/02/2022 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) , Compliance table PDF
161.56 KB
01/02/2022 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
159.78 KB

Pages