ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
6
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Joint Committee filter Joint Committee
- Supervisory convergence (9) Apply Supervisory convergence filter
- Post Trading (8) Apply Post Trading filter
- CESR Archive (7) Apply CESR Archive filter
- Fund Management (6) Apply Fund Management filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Market Abuse (2) Apply Market Abuse filter
- Prospectus (2) Apply Prospectus filter
- Securitisation (2) Apply Securitisation filter
- Short Selling (2) Apply Short Selling filter
- Trade Repositories (2) Apply Trade Repositories filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Governance (1) Apply Corporate Governance filter
- Credit Rating Agencies (1) Apply Credit Rating Agencies filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Market Integrity (1) Apply Market Integrity filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (145) Apply Guidelines & Recommendations filter
- Reference (101) Apply Reference filter
- Opinion (62) Apply Opinion filter
- Press Release (61) Apply Press Release filter
- Consultation Paper (49) Apply Consultation Paper filter
- Final Report (46) Apply Final Report filter
- Statement (34) Apply Statement filter
- Speech (29) Apply Speech filter
- Letter (27) Apply Letter filter
- Investor Warning (26) Apply Investor Warning filter
- Report (26) Apply Report filter
- Compliance table (11) Apply Compliance table filter
- Decision (9) Apply Decision filter
- Technical Advice (6) Apply Technical Advice filter
- Annual Report (4) Apply Annual Report filter
- SMSG Advice (3) Apply SMSG Advice filter
- Technical Standards (3) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
Your filters
MiFID - Investor Protection X European Single Electronic Format X Innovation and Products X Joint Committee X Q&A X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 19/12/2016 | 2016/JCESA QA | Questions and Answers on Big Data | Joint Committee | Q&A | PDF 333.65 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 29/03/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 883 KB |