ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
65
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- CESR Archive (268) Apply CESR Archive filter
- Corporate Disclosure (177) Apply Corporate Disclosure filter
- Post Trading (83) Apply Post Trading filter
- IAS Regulation (71) Apply IAS Regulation filter
- Fund Management (54) Apply Fund Management filter
- MiFID - Secondary Markets (45) Apply MiFID - Secondary Markets filter
- Joint Committee (36) Apply Joint Committee filter
- IFRS Supervisory Convergence (20) Apply IFRS Supervisory Convergence filter
- Prospectus (17) Apply Prospectus filter
- Audit (15) Apply Audit filter
- Market Abuse (13) Apply Market Abuse filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Market Integrity (10) Apply Market Integrity filter
- Benchmarks (9) Apply Benchmarks filter
- Securitisation (9) Apply Securitisation filter
- Transparency (9) Apply Transparency filter
- Corporate Information (7) Apply Corporate Information filter
- Trading (7) Apply Trading filter
- Corporate Finance (6) Apply Corporate Finance filter
- Innovation and Products (6) Apply Innovation and Products filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Short Selling (5) Apply Short Selling filter
- Corporate Governance (4) Apply Corporate Governance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- CCP Directorate (3) Apply CCP Directorate filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- COVID-19 (2) Apply COVID-19 filter
- Trade Repositories (2) Apply Trade Repositories filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Letter filter Letter
- Guidelines & Recommendations (114) Apply Guidelines & Recommendations filter
- Reference (91) Apply Reference filter
- Press Release (90) Apply Press Release filter
- Opinion (58) Apply Opinion filter
- Final Report (35) Apply Final Report filter
- Statement (29) Apply Statement filter
- Investor Warning (26) Apply Investor Warning filter
- Decision (20) Apply Decision filter
- Report (19) Apply Report filter
- Speech (16) Apply Speech filter
- Technical Advice (13) Apply Technical Advice filter
- Compliance table (9) Apply Compliance table filter
- Annual Report (8) Apply Annual Report filter
- Technical Standards (6) Apply Technical Standards filter
- Q&A (5) Apply Q&A filter
- SMSG Advice (3) Apply SMSG Advice filter
Your filters
MiFID - Investor Protection X European Single Electronic Format X Sustainable finance X Credit Rating Agencies X Letter X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 14/01/2021 | JC 2021 02 | Letter to EU Commission on priority issues relating to SFDR application | Joint Committee, Sustainable finance | Letter | PDF 210.03 KB |
||||
| 05/11/2020 | ESMA30-379-325 | Consultation Paper- Draft advice to EC under Article 8 of the Taxonomy Regulation | Sustainable finance | Consultation Paper | PDF 1.79 MB |
||||
| 31/07/2020 | ESMA35-43-2464 TC | Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | MiFID - Investor Protection | Consultation Paper | PDF 744.01 KB |
||||
| 31/07/2020 | ESMA35-43-2464 | Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | MiFID - Investor Protection | Consultation Paper | PDF 711.12 KB |
||||
| 16/07/2020 | 2020 07 15 | ESAs Letter to EVP Dombrovskis re Sustainable Finance Consultation | Sustainable finance | Letter | PDF 118.46 KB |
||||
| 11/06/2020 | 2020 06 11 | ESA letter to the EC | Corporate Disclosure, Joint Committee, Sustainable finance | Letter | PDF 97.3 KB |
||||
| 23/04/2020 | JC 2020 16 | Joint ESA consultation on ESG disclosures | Joint Committee, Sustainable finance | Consultation Paper | PDF 911.13 KB |
||||
| 30/03/2020 | ESMA33-5-829 | Call for evidence on access and use of ratings | Credit Rating Agencies | Consultation Paper | PDF 307.88 KB |
||||
| 31/01/2020 | ESMA35-43-2131 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Consultation Paper | PDF 1.23 MB |
||||
| 05/12/2019 | ESMA33-9-355 | Guidelines on Internal Controls for CRAs | Credit Rating Agencies | Consultation Paper | PDF 523.56 KB |
||||
| 30/09/2019 | ESMA-35-43-2090 | Call for evidence on MiFID II product intervention powers | MiFID - Investor Protection | Consultation Paper | PDF 197.51 KB |
||||
| 17/07/2019 | ESMA35-43-1905 | Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Consultation Paper | PDF 479.41 KB |
||||
| 15/07/2019 | ESMA35-43-2019 | Consultation paper on compliance function guidelines | MiFID - Investor Protection | Consultation Paper | PDF 677.15 KB |
||||
| 19/12/2018 | ESMA 33-9-290 | Consulation Paper on Disclosure Requirements Applicable to Credit Ratings | Credit Rating Agencies | Consultation Paper | PDF 519.77 KB |
||||
| 19/12/2018 | ESMA35-43-1210 | Consultation paper on integrating sustainability risks and factors in MiFID II | MiFID - Investor Protection | Consultation Paper | PDF 494.66 KB |
||||
| 19/12/2018 | ESMA35-43-1210 | Consulation paper on integrating sustainability risks and factors in MiFID II | MiFID - Investor Protection | Consultation Paper | |||||
| 01/10/2018 | ESMA70-156-236 | Letter to the Commission on MiFID II third country regime | MiFID - Investor Protection | Letter | PDF 152.92 KB |
||||
| 01/10/2018 | ESMA35-36-1442 | IPISC UK withdrawal from the EU Letter | MiFID - Investor Protection | Letter | PDF 234.85 KB |
||||
| 19/07/2018 | ESMA 33-9-252 | Consulation Paper on Revised Guidelines on Periodic Reporting by CRAs | Credit Rating Agencies | Consultation Paper | PDF 1.87 MB |
||||
| 27/03/2018 | ESMA33-9-235 | Consultation paper- Draft Guidelines on “as stringent as” notion in the CRA Regulation | Credit Rating Agencies | Consultation Paper | PDF 964.56 KB |